Quasi Maximum Likelihood Estimation and Inference of Large Approximate Dynamic Factor Models via the EM algorithm

Fuente: arXiv
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Main Authors: Barigozzi, Matteo, Luciani, Matteo
Format: Preprint
Published: 2019
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author Barigozzi, Matteo
Luciani, Matteo
author_facet Barigozzi, Matteo
Luciani, Matteo
contents We study estimation of large Dynamic Factor models implemented through the Expectation Maximization (EM) algorithm, jointly with the Kalman smoother. We prove that as both the cross-sectional dimension, $n$, and the sample size, $T$, diverge to infinity: (i) the estimated loadings are $\sqrt T$-consistent, asymptotically normal and equivalent to their Quasi Maximum Likelihood estimates; (ii) the estimated factors are $\sqrt n$-consistent, asymptotically normal and equivalent to their Weighted Least Squares estimates. Moreover, the estimated loadings are asymptotically as efficient as those obtained by Principal Components analysis, while the estimated factors are more efficient if the idiosyncratic covariance is sparse enough.
format Preprint
id arxiv_https___arxiv_org_abs_1910_03821
institution arXiv
publishDate 2019
record_format arxiv
spellingShingle Quasi Maximum Likelihood Estimation and Inference of Large Approximate Dynamic Factor Models via the EM algorithm
Barigozzi, Matteo
Luciani, Matteo
Statistics Theory
Econometrics
We study estimation of large Dynamic Factor models implemented through the Expectation Maximization (EM) algorithm, jointly with the Kalman smoother. We prove that as both the cross-sectional dimension, $n$, and the sample size, $T$, diverge to infinity: (i) the estimated loadings are $\sqrt T$-consistent, asymptotically normal and equivalent to their Quasi Maximum Likelihood estimates; (ii) the estimated factors are $\sqrt n$-consistent, asymptotically normal and equivalent to their Weighted Least Squares estimates. Moreover, the estimated loadings are asymptotically as efficient as those obtained by Principal Components analysis, while the estimated factors are more efficient if the idiosyncratic covariance is sparse enough.
title Quasi Maximum Likelihood Estimation and Inference of Large Approximate Dynamic Factor Models via the EM algorithm
topic Statistics Theory
Econometrics
url https://arxiv.org/abs/1910.03821