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Main Authors: Jahn, Najko, Matthias, Lisa, Laakso, Mikael
Format: Preprint
Published: 2021
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Online Access:https://arxiv.org/abs/2102.04789
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author Jahn, Najko
Matthias, Lisa
Laakso, Mikael
author_facet Jahn, Najko
Matthias, Lisa
Laakso, Mikael
contents With the growth of open access (OA), the financial flows in scholarly journal publishing have become increasingly complex, but comprehensive data and transparency into these flows are still lacking. The opaqueness is especially concerning for hybrid OA, where subscription-based journals publish individual articles as OA if an optional fee is paid. This study addresses the lack of transparency by leveraging Elsevier article metadata and provides the first publisher-level study of hybrid OA uptake and invoicing. Our results show that Elsevier's hybrid OA uptake has grown steadily but slowly from 2015-2019, doubling the number of hybrid OA articles published per year and increasing the share of OA articles in Elsevier's hybrid journals from 2.6% to 3.7% of all articles. Further, we find that most hybrid OA articles were invoiced directly to authors, followed by articles invoiced through agreements with research funders, institutions, or consortia, with only a few funding bodies driving hybrid OA uptake. As such, our findings point to the role of publishing agreements and OA policies in hybrid OA publishing. Our results further demonstrate the value of publisher-provided metadata to improve the transparency in scholarly publishing by linking invoicing data to bibliometrics.
format Preprint
id arxiv_https___arxiv_org_abs_2102_04789
institution arXiv
publishDate 2021
record_format arxiv
spellingShingle Transparency to hybrid open access through publisher-provided metadata: An article-level study of Elsevier
Jahn, Najko
Matthias, Lisa
Laakso, Mikael
Digital Libraries
With the growth of open access (OA), the financial flows in scholarly journal publishing have become increasingly complex, but comprehensive data and transparency into these flows are still lacking. The opaqueness is especially concerning for hybrid OA, where subscription-based journals publish individual articles as OA if an optional fee is paid. This study addresses the lack of transparency by leveraging Elsevier article metadata and provides the first publisher-level study of hybrid OA uptake and invoicing. Our results show that Elsevier's hybrid OA uptake has grown steadily but slowly from 2015-2019, doubling the number of hybrid OA articles published per year and increasing the share of OA articles in Elsevier's hybrid journals from 2.6% to 3.7% of all articles. Further, we find that most hybrid OA articles were invoiced directly to authors, followed by articles invoiced through agreements with research funders, institutions, or consortia, with only a few funding bodies driving hybrid OA uptake. As such, our findings point to the role of publishing agreements and OA policies in hybrid OA publishing. Our results further demonstrate the value of publisher-provided metadata to improve the transparency in scholarly publishing by linking invoicing data to bibliometrics.
title Transparency to hybrid open access through publisher-provided metadata: An article-level study of Elsevier
topic Digital Libraries
url https://arxiv.org/abs/2102.04789