Adaptive Estimation and Uniform Confidence Bands for Nonparametric Structural Functions and Elasticities

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Main Authors: Chen, Xiaohong, Christensen, Timothy, Kankanala, Sid
Format: Preprint
Published: 2021
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author Chen, Xiaohong
Christensen, Timothy
Kankanala, Sid
author_facet Chen, Xiaohong
Christensen, Timothy
Kankanala, Sid
contents We introduce two data-driven procedures for optimal estimation and inference in nonparametric models using instrumental variables. The first is a data-driven choice of sieve dimension for a popular class of sieve two-stage least squares estimators. When implemented with this choice, estimators of both the structural function $h_0$ and its derivatives (such as elasticities) converge at the fastest possible (i.e., minimax) rates in sup-norm. The second is for constructing uniform confidence bands (UCBs) for $h_0$ and its derivatives. Our UCBs guarantee coverage over a generic class of data-generating processes and contract at the minimax rate, possibly up to a logarithmic factor. As such, our UCBs are asymptotically more efficient than UCBs based on the usual approach of undersmoothing. As an application, we estimate the elasticity of the intensive margin of firm exports in a monopolistic competition model of international trade. Simulations illustrate the good performance of our procedures in empirically calibrated designs. Our results provide evidence against common parameterizations of the distribution of unobserved firm heterogeneity.
format Preprint
id arxiv_https___arxiv_org_abs_2107_11869
institution arXiv
publishDate 2021
record_format arxiv
spellingShingle Adaptive Estimation and Uniform Confidence Bands for Nonparametric Structural Functions and Elasticities
Chen, Xiaohong
Christensen, Timothy
Kankanala, Sid
Econometrics
Methodology
Machine Learning
We introduce two data-driven procedures for optimal estimation and inference in nonparametric models using instrumental variables. The first is a data-driven choice of sieve dimension for a popular class of sieve two-stage least squares estimators. When implemented with this choice, estimators of both the structural function $h_0$ and its derivatives (such as elasticities) converge at the fastest possible (i.e., minimax) rates in sup-norm. The second is for constructing uniform confidence bands (UCBs) for $h_0$ and its derivatives. Our UCBs guarantee coverage over a generic class of data-generating processes and contract at the minimax rate, possibly up to a logarithmic factor. As such, our UCBs are asymptotically more efficient than UCBs based on the usual approach of undersmoothing. As an application, we estimate the elasticity of the intensive margin of firm exports in a monopolistic competition model of international trade. Simulations illustrate the good performance of our procedures in empirically calibrated designs. Our results provide evidence against common parameterizations of the distribution of unobserved firm heterogeneity.
title Adaptive Estimation and Uniform Confidence Bands for Nonparametric Structural Functions and Elasticities
topic Econometrics
Methodology
Machine Learning
url https://arxiv.org/abs/2107.11869