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Main Authors: Shin, Minseok, Kim, Donggyu, Wang, Yazhen, Fan, Jianqing
Format: Preprint
Published: 2021
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Online Access:https://arxiv.org/abs/2109.05227
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author Shin, Minseok
Kim, Donggyu
Wang, Yazhen
Fan, Jianqing
author_facet Shin, Minseok
Kim, Donggyu
Wang, Yazhen
Fan, Jianqing
contents This paper introduces a novel process for both factor and idiosyncratic volatility matrices whose eigenvalues follow the vector auto-regressive (VAR) model. We call it the factor and idiosyncratic VAR (FIVAR) model. The FIVAR model accounts for the dynamics of the factor and idiosyncratic volatilities and includes many parameters. In addition, many empirical studies have shown that high-frequency stock returns and volatilities often exhibit heavy tails. To handle these two problems simultaneously, we propose a penalized optimization procedure with a truncation scheme for parameter estimation. We apply the proposed parameter estimation procedure to predicting large volatility matrices and establish its asymptotic properties.
format Preprint
id arxiv_https___arxiv_org_abs_2109_05227
institution arXiv
publishDate 2021
record_format arxiv
spellingShingle Factor and Idiosyncratic VAR Volatility Matrix Models for Heavy-Tailed High-Frequency Financial Observations
Shin, Minseok
Kim, Donggyu
Wang, Yazhen
Fan, Jianqing
Methodology
This paper introduces a novel process for both factor and idiosyncratic volatility matrices whose eigenvalues follow the vector auto-regressive (VAR) model. We call it the factor and idiosyncratic VAR (FIVAR) model. The FIVAR model accounts for the dynamics of the factor and idiosyncratic volatilities and includes many parameters. In addition, many empirical studies have shown that high-frequency stock returns and volatilities often exhibit heavy tails. To handle these two problems simultaneously, we propose a penalized optimization procedure with a truncation scheme for parameter estimation. We apply the proposed parameter estimation procedure to predicting large volatility matrices and establish its asymptotic properties.
title Factor and Idiosyncratic VAR Volatility Matrix Models for Heavy-Tailed High-Frequency Financial Observations
topic Methodology
url https://arxiv.org/abs/2109.05227