Open Markets and Hybrid Jacobi Processes

Fuente: arXiv
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Autori principali: Itkin, David, Larsson, Martin
Natura: Preprint
Pubblicazione: 2021
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author Itkin, David
Larsson, Martin
author_facet Itkin, David
Larsson, Martin
contents We propose a unified approach to several problems in Stochastic Portfolio Theory (SPT), which is a framework for equity markets with a large number $d$ of stocks. Our approach combines open markets, where trading is confined to the top $N$ capitalized stocks as well as the market portfolio consisting of all $d$ assets, with a parametric family of models which we call hybrid Jacobi processes. We provide a detailed analysis of ergodicity, particle collisions, and boundary attainment, and use these results to study the associated financial markets. Their properties include (1) stability of the capital distribution curve and (2) unleveraged and explicit growth optimal strategies. The sub-class of rank Jacobi models are additionally shown to (3) serve as the worst-case model for a robust asymptotic growth problem under model ambiguity and (4) exhibit stability in the large-$d$ limit. Our definition of an open market is a relaxation of existing definitions which is essential to make the analysis tractable.
format Preprint
id arxiv_https___arxiv_org_abs_2110_14046
institution arXiv
publishDate 2021
record_format arxiv
spellingShingle Open Markets and Hybrid Jacobi Processes
Itkin, David
Larsson, Martin
Mathematical Finance
Probability
Primary 60G44, 60J60, 91G15, Secondary 60J46
We propose a unified approach to several problems in Stochastic Portfolio Theory (SPT), which is a framework for equity markets with a large number $d$ of stocks. Our approach combines open markets, where trading is confined to the top $N$ capitalized stocks as well as the market portfolio consisting of all $d$ assets, with a parametric family of models which we call hybrid Jacobi processes. We provide a detailed analysis of ergodicity, particle collisions, and boundary attainment, and use these results to study the associated financial markets. Their properties include (1) stability of the capital distribution curve and (2) unleveraged and explicit growth optimal strategies. The sub-class of rank Jacobi models are additionally shown to (3) serve as the worst-case model for a robust asymptotic growth problem under model ambiguity and (4) exhibit stability in the large-$d$ limit. Our definition of an open market is a relaxation of existing definitions which is essential to make the analysis tractable.
title Open Markets and Hybrid Jacobi Processes
topic Mathematical Finance
Probability
Primary 60G44, 60J60, 91G15, Secondary 60J46
url https://arxiv.org/abs/2110.14046