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Main Authors: Portela, Manuel, Castillo, Carlos, Tolan, Songül, Karimi-Haghighi, Marzieh, Pueyo, Antonio Andres
Format: Preprint
Published: 2022
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Online Access:https://arxiv.org/abs/2201.11080
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author Portela, Manuel
Castillo, Carlos
Tolan, Songül
Karimi-Haghighi, Marzieh
Pueyo, Antonio Andres
author_facet Portela, Manuel
Castillo, Carlos
Tolan, Songül
Karimi-Haghighi, Marzieh
Pueyo, Antonio Andres
contents In this paper, we study the effects of using an algorithm-based risk assessment instrument to support the prediction of risk of criminalrecidivism. The instrument we use in our experiments is a machine learning version ofRiskEval(name changed for double-blindreview), which is the main risk assessment instrument used by the Justice Department ofCountry(omitted for double-blind review).The task is to predict whether a person who has been released from prison will commit a new crime, leading to re-incarceration,within the next two years. We measure, among other variables, the accuracy of human predictions with and without algorithmicsupport. This user study is done with (1)generalparticipants from diverse backgrounds recruited through a crowdsourcing platform,(2)targetedparticipants who are students and practitioners of data science, criminology, or social work and professionals who workwithRiskEval. Among other findings, we observe that algorithmic support systematically leads to more accurate predictions fromall participants, but that statistically significant gains are only seen in the performance of targeted participants with respect to thatof crowdsourced participants. We also run focus groups with participants of the targeted study to interpret the quantitative results,including people who useRiskEvalin a professional capacity. Among other comments, professional participants indicate that theywould not foresee using a fully-automated system in criminal risk assessment, but do consider it valuable for training, standardization,and to fine-tune or double-check their predictions on particularly difficult cases.
format Preprint
id arxiv_https___arxiv_org_abs_2201_11080
institution arXiv
publishDate 2022
record_format arxiv
spellingShingle A Comparative User Study of Human Predictions in Algorithm-Supported Recidivism Risk Assessment
Portela, Manuel
Castillo, Carlos
Tolan, Songül
Karimi-Haghighi, Marzieh
Pueyo, Antonio Andres
Computers and Society
In this paper, we study the effects of using an algorithm-based risk assessment instrument to support the prediction of risk of criminalrecidivism. The instrument we use in our experiments is a machine learning version ofRiskEval(name changed for double-blindreview), which is the main risk assessment instrument used by the Justice Department ofCountry(omitted for double-blind review).The task is to predict whether a person who has been released from prison will commit a new crime, leading to re-incarceration,within the next two years. We measure, among other variables, the accuracy of human predictions with and without algorithmicsupport. This user study is done with (1)generalparticipants from diverse backgrounds recruited through a crowdsourcing platform,(2)targetedparticipants who are students and practitioners of data science, criminology, or social work and professionals who workwithRiskEval. Among other findings, we observe that algorithmic support systematically leads to more accurate predictions fromall participants, but that statistically significant gains are only seen in the performance of targeted participants with respect to thatof crowdsourced participants. We also run focus groups with participants of the targeted study to interpret the quantitative results,including people who useRiskEvalin a professional capacity. Among other comments, professional participants indicate that theywould not foresee using a fully-automated system in criminal risk assessment, but do consider it valuable for training, standardization,and to fine-tune or double-check their predictions on particularly difficult cases.
title A Comparative User Study of Human Predictions in Algorithm-Supported Recidivism Risk Assessment
topic Computers and Society
url https://arxiv.org/abs/2201.11080