Benchmarking Instance-Centric Counterfactual Algorithms for XAI: From White Box to Black Box

Fuente: arXiv
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Autores principales: Moreira, Catarina, Chou, Yu-Liang, Hsieh, Chihcheng, Ouyang, Chun, Pereira, João Madeiras, Jorge, Joaquim
Formato: Preprint
Publicado: 2022
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author Moreira, Catarina
Chou, Yu-Liang
Hsieh, Chihcheng
Ouyang, Chun
Pereira, João Madeiras
Jorge, Joaquim
author_facet Moreira, Catarina
Chou, Yu-Liang
Hsieh, Chihcheng
Ouyang, Chun
Pereira, João Madeiras
Jorge, Joaquim
contents This study investigates the impact of machine learning models on the generation of counterfactual explanations by conducting a benchmark evaluation over three different types of models: a decision tree (fully transparent, interpretable, white-box model), a random forest (semi-interpretable, grey-box model), and a neural network (fully opaque, black-box model). We tested the counterfactual generation process using four algorithms (DiCE, WatcherCF, prototype, and GrowingSpheresCF) in the literature in 25 different datasets. Our findings indicate that: (1) Different machine learning models have little impact on the generation of counterfactual explanations; (2) Counterfactual algorithms based uniquely on proximity loss functions are not actionable and will not provide meaningful explanations; (3) One cannot have meaningful evaluation results without guaranteeing plausibility in the counterfactual generation. Algorithms that do not consider plausibility in their internal mechanisms will lead to biased and unreliable conclusions if evaluated with the current state-of-the-art metrics; (4) A counterfactual inspection analysis is strongly recommended to ensure a robust examination of counterfactual explanations and the potential identification of biases.
format Preprint
id arxiv_https___arxiv_org_abs_2203_02399
institution arXiv
publishDate 2022
record_format arxiv
spellingShingle Benchmarking Instance-Centric Counterfactual Algorithms for XAI: From White Box to Black Box
Moreira, Catarina
Chou, Yu-Liang
Hsieh, Chihcheng
Ouyang, Chun
Pereira, João Madeiras
Jorge, Joaquim
Machine Learning
Artificial Intelligence
This study investigates the impact of machine learning models on the generation of counterfactual explanations by conducting a benchmark evaluation over three different types of models: a decision tree (fully transparent, interpretable, white-box model), a random forest (semi-interpretable, grey-box model), and a neural network (fully opaque, black-box model). We tested the counterfactual generation process using four algorithms (DiCE, WatcherCF, prototype, and GrowingSpheresCF) in the literature in 25 different datasets. Our findings indicate that: (1) Different machine learning models have little impact on the generation of counterfactual explanations; (2) Counterfactual algorithms based uniquely on proximity loss functions are not actionable and will not provide meaningful explanations; (3) One cannot have meaningful evaluation results without guaranteeing plausibility in the counterfactual generation. Algorithms that do not consider plausibility in their internal mechanisms will lead to biased and unreliable conclusions if evaluated with the current state-of-the-art metrics; (4) A counterfactual inspection analysis is strongly recommended to ensure a robust examination of counterfactual explanations and the potential identification of biases.
title Benchmarking Instance-Centric Counterfactual Algorithms for XAI: From White Box to Black Box
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2203.02399