The law of one price in quadratic hedging and mean-variance portfolio selection

Fuente: arXiv
Saved in:
Bibliographic Details
Main Authors: Černý, Aleš, Czichowsky, Christoph
Format: Preprint
Published: 2022
Subjects:
Online Access:
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866917985317289984
author Černý, Aleš
Czichowsky, Christoph
author_facet Černý, Aleš
Czichowsky, Christoph
contents The law of one price (LOP) broadly asserts that identical financial flows should command the same price. We show that, when properly formulated, LOP is the minimal condition for a well-defined mean-variance portfolio selection framework without degeneracy. Crucially, the paper identifies a new mechanism through which LOP can fail in a continuous-time $L^2$ setting without frictions, namely 'trading from just before a predictable stopping time', which surprisingly identifies LOP violations even for continuous price processes. Closing this loophole allows to give a version of the "Fundamental Theorem of Asset Pricing" appropriate in the quadratic context, establishing the equivalence of the economic concept of LOP with the probabilistic property of the existence of a local $\scr{E}$-martingale state price density. The latter provides unique prices for all square-integrable claims in an extended market and subsequently plays an important role in quadratic hedging and mean-variance portfolio selection. Mathematically, we formulate a novel variant of the uniform boundedness principle for conditionally linear functionals on the $L^0$ module of conditionally square-integrable random variables. We then study the representation of time-consistent families of such functionals in terms of stochastic exponentials of a fixed local martingale.
format Preprint
id arxiv_https___arxiv_org_abs_2210_15613
institution arXiv
publishDate 2022
record_format arxiv
spellingShingle The law of one price in quadratic hedging and mean-variance portfolio selection
Černý, Aleš
Czichowsky, Christoph
Optimization and Control
Portfolio Management
The law of one price (LOP) broadly asserts that identical financial flows should command the same price. We show that, when properly formulated, LOP is the minimal condition for a well-defined mean-variance portfolio selection framework without degeneracy. Crucially, the paper identifies a new mechanism through which LOP can fail in a continuous-time $L^2$ setting without frictions, namely 'trading from just before a predictable stopping time', which surprisingly identifies LOP violations even for continuous price processes. Closing this loophole allows to give a version of the "Fundamental Theorem of Asset Pricing" appropriate in the quadratic context, establishing the equivalence of the economic concept of LOP with the probabilistic property of the existence of a local $\scr{E}$-martingale state price density. The latter provides unique prices for all square-integrable claims in an extended market and subsequently plays an important role in quadratic hedging and mean-variance portfolio selection. Mathematically, we formulate a novel variant of the uniform boundedness principle for conditionally linear functionals on the $L^0$ module of conditionally square-integrable random variables. We then study the representation of time-consistent families of such functionals in terms of stochastic exponentials of a fixed local martingale.
title The law of one price in quadratic hedging and mean-variance portfolio selection
topic Optimization and Control
Portfolio Management
url https://arxiv.org/abs/2210.15613