Shapley Curves: A Smoothing Perspective

Fuente: arXiv
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Main Authors: Miftachov, Ratmir, Keilbar, Georg, Härdle, Wolfgang Karl
Format: Preprint
Published: 2022
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author Miftachov, Ratmir
Keilbar, Georg
Härdle, Wolfgang Karl
author_facet Miftachov, Ratmir
Keilbar, Georg
Härdle, Wolfgang Karl
contents This paper fills the limited statistical understanding of Shapley values as a variable importance measure from a nonparametric (or smoothing) perspective. We introduce population-level \textit{Shapley curves} to measure the true variable importance, determined by the conditional expectation function and the distribution of covariates. Having defined the estimand, we derive minimax convergence rates and asymptotic normality under general conditions for the two leading estimation strategies. For finite sample inference, we propose a novel version of the wild bootstrap procedure tailored for capturing lower-order terms in the estimation of Shapley curves. Numerical studies confirm our theoretical findings, and an empirical application analyzes the determining factors of vehicle prices.
format Preprint
id arxiv_https___arxiv_org_abs_2211_13289
institution arXiv
publishDate 2022
record_format arxiv
spellingShingle Shapley Curves: A Smoothing Perspective
Miftachov, Ratmir
Keilbar, Georg
Härdle, Wolfgang Karl
Machine Learning
Methodology
This paper fills the limited statistical understanding of Shapley values as a variable importance measure from a nonparametric (or smoothing) perspective. We introduce population-level \textit{Shapley curves} to measure the true variable importance, determined by the conditional expectation function and the distribution of covariates. Having defined the estimand, we derive minimax convergence rates and asymptotic normality under general conditions for the two leading estimation strategies. For finite sample inference, we propose a novel version of the wild bootstrap procedure tailored for capturing lower-order terms in the estimation of Shapley curves. Numerical studies confirm our theoretical findings, and an empirical application analyzes the determining factors of vehicle prices.
title Shapley Curves: A Smoothing Perspective
topic Machine Learning
Methodology
url https://arxiv.org/abs/2211.13289