Transportability without positivity: a synthesis of statistical and simulation modeling

Fuente: arXiv
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Main Authors: Zivich, Paul N, Edwards, Jessie K, Lofgren, Eric T, Cole, Stephen R, Shook-Sa, Bonnie E, Lessler, Justin
Format: Preprint
Published: 2023
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author Zivich, Paul N
Edwards, Jessie K
Lofgren, Eric T
Cole, Stephen R
Shook-Sa, Bonnie E
Lessler, Justin
author_facet Zivich, Paul N
Edwards, Jessie K
Lofgren, Eric T
Cole, Stephen R
Shook-Sa, Bonnie E
Lessler, Justin
contents When estimating an effect of an action with a randomized or observational study, that study is often not a random sample of the desired target population. Instead, estimates from that study can be transported to the target population. However, transportability methods generally rely on a positivity assumption, such that all relevant covariate patterns in the target population are also observed in the study sample. Strict eligibility criteria, particularly in the context of randomized trials, may lead to violations of this assumption. Two common approaches to address positivity violations are restricting the target population and restricting the relevant covariate set. As neither of these restrictions are ideal, we instead propose a synthesis of statistical and simulation models to address positivity violations. We propose corresponding g-computation and inverse probability weighting estimators. The restriction and synthesis approaches to addressing positivity violations are contrasted with a simulation experiment and an illustrative example in the context of sexually transmitted infection testing uptake. In both cases, the proposed synthesis approach accurately addressed the original research question when paired with a thoughtfully selected simulation model. Neither of the restriction approaches were able to accurately address the motivating question. As public health decisions must often be made with imperfect target population information, model synthesis is a viable approach given a combination of empirical data and external information based on the best available knowledge.
format Preprint
id arxiv_https___arxiv_org_abs_2303_01572
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Transportability without positivity: a synthesis of statistical and simulation modeling
Zivich, Paul N
Edwards, Jessie K
Lofgren, Eric T
Cole, Stephen R
Shook-Sa, Bonnie E
Lessler, Justin
Methodology
When estimating an effect of an action with a randomized or observational study, that study is often not a random sample of the desired target population. Instead, estimates from that study can be transported to the target population. However, transportability methods generally rely on a positivity assumption, such that all relevant covariate patterns in the target population are also observed in the study sample. Strict eligibility criteria, particularly in the context of randomized trials, may lead to violations of this assumption. Two common approaches to address positivity violations are restricting the target population and restricting the relevant covariate set. As neither of these restrictions are ideal, we instead propose a synthesis of statistical and simulation models to address positivity violations. We propose corresponding g-computation and inverse probability weighting estimators. The restriction and synthesis approaches to addressing positivity violations are contrasted with a simulation experiment and an illustrative example in the context of sexually transmitted infection testing uptake. In both cases, the proposed synthesis approach accurately addressed the original research question when paired with a thoughtfully selected simulation model. Neither of the restriction approaches were able to accurately address the motivating question. As public health decisions must often be made with imperfect target population information, model synthesis is a viable approach given a combination of empirical data and external information based on the best available knowledge.
title Transportability without positivity: a synthesis of statistical and simulation modeling
topic Methodology
url https://arxiv.org/abs/2303.01572