Rank Intraclass Correlation for Clustered Data

Fuente: arXiv
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Main Authors: Tu, Shengxin, Li, Chun, Zeng, Donglin, Shepherd, Bryan E.
Format: Preprint
Published: 2023
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author Tu, Shengxin
Li, Chun
Zeng, Donglin
Shepherd, Bryan E.
author_facet Tu, Shengxin
Li, Chun
Zeng, Donglin
Shepherd, Bryan E.
contents Clustered data are common in biomedical research. Observations in the same cluster are often more similar to each other than to observations from other clusters. The intraclass correlation coefficient (ICC), first introduced by R. A. Fisher, is frequently used to measure this degree of similarity. However, the ICC is sensitive to extreme values and skewed distributions, and depends on the scale of the data. It is also not applicable to ordered categorical data. We define the rank ICC as a natural extension of Fisher's ICC to the rank scale, and describe its corresponding population parameter. The rank ICC is simply interpreted as the rank correlation between a random pair of observations from the same cluster. We also extend the definition when the underlying distribution has more than two hierarchies. We describe estimation and inference procedures, show the asymptotic properties of our estimator, conduct simulations to evaluate its performance, and illustrate our method in three real data examples with skewed data, count data, and three-level ordered categorical data.
format Preprint
id arxiv_https___arxiv_org_abs_2303_04880
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Rank Intraclass Correlation for Clustered Data
Tu, Shengxin
Li, Chun
Zeng, Donglin
Shepherd, Bryan E.
Methodology
Clustered data are common in biomedical research. Observations in the same cluster are often more similar to each other than to observations from other clusters. The intraclass correlation coefficient (ICC), first introduced by R. A. Fisher, is frequently used to measure this degree of similarity. However, the ICC is sensitive to extreme values and skewed distributions, and depends on the scale of the data. It is also not applicable to ordered categorical data. We define the rank ICC as a natural extension of Fisher's ICC to the rank scale, and describe its corresponding population parameter. The rank ICC is simply interpreted as the rank correlation between a random pair of observations from the same cluster. We also extend the definition when the underlying distribution has more than two hierarchies. We describe estimation and inference procedures, show the asymptotic properties of our estimator, conduct simulations to evaluate its performance, and illustrate our method in three real data examples with skewed data, count data, and three-level ordered categorical data.
title Rank Intraclass Correlation for Clustered Data
topic Methodology
url https://arxiv.org/abs/2303.04880