Systematic Evaluation of Deep Learning Models for Log-based Failure Prediction

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Main Authors: Hadadi, Fatemeh, Dawes, Joshua H., Shin, Donghwan, Bianculli, Domenico, Briand, Lionel
Format: Preprint
Published: 2023
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author Hadadi, Fatemeh
Dawes, Joshua H.
Shin, Donghwan
Bianculli, Domenico
Briand, Lionel
author_facet Hadadi, Fatemeh
Dawes, Joshua H.
Shin, Donghwan
Bianculli, Domenico
Briand, Lionel
contents With the increasing complexity and scope of software systems, their dependability is crucial. The analysis of log data recorded during system execution can enable engineers to automatically predict failures at run time. Several Machine Learning (ML) techniques, including traditional ML and Deep Learning (DL), have been proposed to automate such tasks. However, current empirical studies are limited in terms of covering all main DL types -- Recurrent Neural Network (RNN), Convolutional Neural network (CNN), and transformer -- as well as examining them on a wide range of diverse datasets. In this paper, we aim to address these issues by systematically investigating the combination of log data embedding strategies and DL types for failure prediction. To that end, we propose a modular architecture to accommodate various configurations of embedding strategies and DL-based encoders. To further investigate how dataset characteristics such as dataset size and failure percentage affect model accuracy, we synthesised 360 datasets, with varying characteristics, for three distinct system behavioral models, based on a systematic and automated generation approach. Using the F1 score metric, our results show that the best overall performing configuration is a CNN-based encoder with Logkey2vec. Additionally, we provide specific dataset conditions, namely a dataset size >350 or a failure percentage >7.5%, under which this configuration demonstrates high accuracy for failure prediction.
format Preprint
id arxiv_https___arxiv_org_abs_2303_07230
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Systematic Evaluation of Deep Learning Models for Log-based Failure Prediction
Hadadi, Fatemeh
Dawes, Joshua H.
Shin, Donghwan
Bianculli, Domenico
Briand, Lionel
Software Engineering
With the increasing complexity and scope of software systems, their dependability is crucial. The analysis of log data recorded during system execution can enable engineers to automatically predict failures at run time. Several Machine Learning (ML) techniques, including traditional ML and Deep Learning (DL), have been proposed to automate such tasks. However, current empirical studies are limited in terms of covering all main DL types -- Recurrent Neural Network (RNN), Convolutional Neural network (CNN), and transformer -- as well as examining them on a wide range of diverse datasets. In this paper, we aim to address these issues by systematically investigating the combination of log data embedding strategies and DL types for failure prediction. To that end, we propose a modular architecture to accommodate various configurations of embedding strategies and DL-based encoders. To further investigate how dataset characteristics such as dataset size and failure percentage affect model accuracy, we synthesised 360 datasets, with varying characteristics, for three distinct system behavioral models, based on a systematic and automated generation approach. Using the F1 score metric, our results show that the best overall performing configuration is a CNN-based encoder with Logkey2vec. Additionally, we provide specific dataset conditions, namely a dataset size >350 or a failure percentage >7.5%, under which this configuration demonstrates high accuracy for failure prediction.
title Systematic Evaluation of Deep Learning Models for Log-based Failure Prediction
topic Software Engineering
url https://arxiv.org/abs/2303.07230