Safe Zeroth-Order Optimization Using Quadratic Local Approximations

Fuente: arXiv
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Main Authors: Guo, Baiwei, Jiang, Yuning, Ferrari-Trecate, Giancarlo, Kamgarpour, Maryam
Format: Preprint
Published: 2023
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author Guo, Baiwei
Jiang, Yuning
Ferrari-Trecate, Giancarlo
Kamgarpour, Maryam
author_facet Guo, Baiwei
Jiang, Yuning
Ferrari-Trecate, Giancarlo
Kamgarpour, Maryam
contents This paper addresses black-box smooth optimization problems, where the objective and constraint functions are not explicitly known but can be queried. The main goal of this work is to generate a sequence of feasible points converging towards a KKT primal-dual pair. Assuming to have prior knowledge on the smoothness of the unknown objective and constraints, we propose a novel zeroth-order method that iteratively computes quadratic approximations of the constraint functions, constructs local feasible sets and optimizes over them. Under some mild assumptions, we prove that this method returns an $η$-KKT pair (a property reflecting how close a primal-dual pair is to the exact KKT condition) within $O({1}/{η^{2}})$ iterations. Moreover, we numerically show that our method can achieve faster convergence compared with some state-of-the-art zeroth-order approaches. The effectiveness of the proposed approach is also illustrated by applying it to nonconvex optimization problems in optimal control and power system operation.
format Preprint
id arxiv_https___arxiv_org_abs_2303_16659
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Safe Zeroth-Order Optimization Using Quadratic Local Approximations
Guo, Baiwei
Jiang, Yuning
Ferrari-Trecate, Giancarlo
Kamgarpour, Maryam
Optimization and Control
Systems and Control
This paper addresses black-box smooth optimization problems, where the objective and constraint functions are not explicitly known but can be queried. The main goal of this work is to generate a sequence of feasible points converging towards a KKT primal-dual pair. Assuming to have prior knowledge on the smoothness of the unknown objective and constraints, we propose a novel zeroth-order method that iteratively computes quadratic approximations of the constraint functions, constructs local feasible sets and optimizes over them. Under some mild assumptions, we prove that this method returns an $η$-KKT pair (a property reflecting how close a primal-dual pair is to the exact KKT condition) within $O({1}/{η^{2}})$ iterations. Moreover, we numerically show that our method can achieve faster convergence compared with some state-of-the-art zeroth-order approaches. The effectiveness of the proposed approach is also illustrated by applying it to nonconvex optimization problems in optimal control and power system operation.
title Safe Zeroth-Order Optimization Using Quadratic Local Approximations
topic Optimization and Control
Systems and Control
url https://arxiv.org/abs/2303.16659