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Main Authors: Ravichandran, Arun, Pashley, Nicole E., Libgober, Brian, Dasgupta, Tirthankar
Format: Preprint
Published: 2023
Subjects:
Online Access:https://arxiv.org/abs/2306.12394
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author Ravichandran, Arun
Pashley, Nicole E.
Libgober, Brian
Dasgupta, Tirthankar
author_facet Ravichandran, Arun
Pashley, Nicole E.
Libgober, Brian
Dasgupta, Tirthankar
contents Optimizing the allocation of units into treatment groups can help researchers improve the precision of causal estimators and decrease costs when running factorial experiments. However, existing optimal allocation results typically assume a super-population model and that the outcome data comes from a known family of distributions. Instead, we focus on randomization-based causal inference for the finite-population setting, which does not require model specifications for the data or sampling assumptions. We propose exact theoretical solutions for optimal allocation in $2^K$ factorial experiments under complete randomization with A-, D- and E-optimality criteria. We then extend this work to factorial designs with block randomization. We also derive results for optimal allocations when using cost-based constraints. To connect our theory to practice, we provide convenient integer-constrained programming solutions using a greedy optimization approach to find integer optimal allocation solutions for both complete and block randomization. The proposed methods are demonstrated using two real-life factorial experiments conducted by social scientists.
format Preprint
id arxiv_https___arxiv_org_abs_2306_12394
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Optimal allocation of sample size for randomization-based inference from $2^K$ factorial designs
Ravichandran, Arun
Pashley, Nicole E.
Libgober, Brian
Dasgupta, Tirthankar
Methodology
Applications
Optimizing the allocation of units into treatment groups can help researchers improve the precision of causal estimators and decrease costs when running factorial experiments. However, existing optimal allocation results typically assume a super-population model and that the outcome data comes from a known family of distributions. Instead, we focus on randomization-based causal inference for the finite-population setting, which does not require model specifications for the data or sampling assumptions. We propose exact theoretical solutions for optimal allocation in $2^K$ factorial experiments under complete randomization with A-, D- and E-optimality criteria. We then extend this work to factorial designs with block randomization. We also derive results for optimal allocations when using cost-based constraints. To connect our theory to practice, we provide convenient integer-constrained programming solutions using a greedy optimization approach to find integer optimal allocation solutions for both complete and block randomization. The proposed methods are demonstrated using two real-life factorial experiments conducted by social scientists.
title Optimal allocation of sample size for randomization-based inference from $2^K$ factorial designs
topic Methodology
Applications
url https://arxiv.org/abs/2306.12394