Causal Fair Machine Learning via Rank-Preserving Interventional Distributions

Fuente: arXiv
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Auteurs principaux: Bothmann, Ludwig, Dandl, Susanne, Schomaker, Michael
Format: Preprint
Publié: 2023
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author Bothmann, Ludwig
Dandl, Susanne
Schomaker, Michael
author_facet Bothmann, Ludwig
Dandl, Susanne
Schomaker, Michael
contents A decision can be defined as fair if equal individuals are treated equally and unequals unequally. Adopting this definition, the task of designing machine learning (ML) models that mitigate unfairness in automated decision-making systems must include causal thinking when introducing protected attributes: Following a recent proposal, we define individuals as being normatively equal if they are equal in a fictitious, normatively desired (FiND) world, where the protected attributes have no (direct or indirect) causal effect on the target. We propose rank-preserving interventional distributions to define a specific FiND world in which this holds and a warping method for estimation. Evaluation criteria for both the method and the resulting ML model are presented and validated through simulations. Experiments on empirical data showcase the practical application of our method and compare results with "fairadapt" (Plečko and Meinshausen, 2020), a different approach for mitigating unfairness by causally preprocessing data that uses quantile regression forests. With this, we show that our warping approach effectively identifies the most discriminated individuals and mitigates unfairness.
format Preprint
id arxiv_https___arxiv_org_abs_2307_12797
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Causal Fair Machine Learning via Rank-Preserving Interventional Distributions
Bothmann, Ludwig
Dandl, Susanne
Schomaker, Michael
Machine Learning
Computers and Society
A decision can be defined as fair if equal individuals are treated equally and unequals unequally. Adopting this definition, the task of designing machine learning (ML) models that mitigate unfairness in automated decision-making systems must include causal thinking when introducing protected attributes: Following a recent proposal, we define individuals as being normatively equal if they are equal in a fictitious, normatively desired (FiND) world, where the protected attributes have no (direct or indirect) causal effect on the target. We propose rank-preserving interventional distributions to define a specific FiND world in which this holds and a warping method for estimation. Evaluation criteria for both the method and the resulting ML model are presented and validated through simulations. Experiments on empirical data showcase the practical application of our method and compare results with "fairadapt" (Plečko and Meinshausen, 2020), a different approach for mitigating unfairness by causally preprocessing data that uses quantile regression forests. With this, we show that our warping approach effectively identifies the most discriminated individuals and mitigates unfairness.
title Causal Fair Machine Learning via Rank-Preserving Interventional Distributions
topic Machine Learning
Computers and Society
url https://arxiv.org/abs/2307.12797