Minimax Statistical Estimation under Wasserstein Contamination

Fuente: arXiv
Saved in:
Bibliographic Details
Main Authors: Chao, Patrick, Dobriban, Edgar
Format: Preprint
Published: 2023
Subjects:
Online Access:
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866908668601040896
author Chao, Patrick
Dobriban, Edgar
author_facet Chao, Patrick
Dobriban, Edgar
contents Contaminations are a key concern in modern statistical learning, as small but systematic perturbations of all datapoints can substantially alter estimation results. Here, we study Wasserstein-$r$ contaminations ($r\ge 1$) in an $\ell_q$ norm ($q\in [1,\infty]$), in which each observation may undergo an adversarial perturbation with bounded cost, complementing the classical Huber model, corresponding to total variation norm, where only a fraction of observations is arbitrarily corrupted. We study both independent and joint (coordinated) contaminations and develop a minimax theory under $\ell_q^r$ losses. Our analysis encompasses several fundamental problems: location estimation, linear regression, and pointwise nonparametric density estimation. For joint contaminations in location estimation and for prediction in linear regression, we obtain the exact minimax risk, identify least favorable contaminations, and show that the sample mean and least squares predictor are respectively minimax optimal. For location estimation under independent contaminations, we give sharp upper and lower bounds, including exact minimaxity in the Euclidean Wasserstein contamination case, when $q=r=2$. For pointwise density estimation in any dimension, we derive the optimal rate, showing that it is achieved by kernel density estimation with a bandwidth that is possibly larger than the classical one. Our proofs leverage powerful tools from optimal transport developed over the last 20 years, including the dynamic Benamou-Brenier formulation. Taken together, our results suggest that in contrast to the Huber contamination model, for norm-based Wasserstein contaminations, classical estimators may be nearly optimally robust.
format Preprint
id arxiv_https___arxiv_org_abs_2308_01853
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Minimax Statistical Estimation under Wasserstein Contamination
Chao, Patrick
Dobriban, Edgar
Machine Learning
Statistics Theory
Contaminations are a key concern in modern statistical learning, as small but systematic perturbations of all datapoints can substantially alter estimation results. Here, we study Wasserstein-$r$ contaminations ($r\ge 1$) in an $\ell_q$ norm ($q\in [1,\infty]$), in which each observation may undergo an adversarial perturbation with bounded cost, complementing the classical Huber model, corresponding to total variation norm, where only a fraction of observations is arbitrarily corrupted. We study both independent and joint (coordinated) contaminations and develop a minimax theory under $\ell_q^r$ losses. Our analysis encompasses several fundamental problems: location estimation, linear regression, and pointwise nonparametric density estimation. For joint contaminations in location estimation and for prediction in linear regression, we obtain the exact minimax risk, identify least favorable contaminations, and show that the sample mean and least squares predictor are respectively minimax optimal. For location estimation under independent contaminations, we give sharp upper and lower bounds, including exact minimaxity in the Euclidean Wasserstein contamination case, when $q=r=2$. For pointwise density estimation in any dimension, we derive the optimal rate, showing that it is achieved by kernel density estimation with a bandwidth that is possibly larger than the classical one. Our proofs leverage powerful tools from optimal transport developed over the last 20 years, including the dynamic Benamou-Brenier formulation. Taken together, our results suggest that in contrast to the Huber contamination model, for norm-based Wasserstein contaminations, classical estimators may be nearly optimally robust.
title Minimax Statistical Estimation under Wasserstein Contamination
topic Machine Learning
Statistics Theory
url https://arxiv.org/abs/2308.01853