Distorted optimal transport

Fuente: arXiv
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Main Authors: Liu, Haiyan, Wang, Bin, Wang, Ruodu, Zhuang, Sheng Chao
Format: Preprint
Published: 2023
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_version_ 1866910948411834368
author Liu, Haiyan
Wang, Bin
Wang, Ruodu
Zhuang, Sheng Chao
author_facet Liu, Haiyan
Wang, Bin
Wang, Ruodu
Zhuang, Sheng Chao
contents Classic optimal transport theory is formulated through minimizing the expected transport cost between two given distributions. We propose the framework of distorted optimal transport by minimizing a distorted expected cost, which is the cost under a non-linear expectation. This new formulation is motivated by concrete problems in decision theory, robust optimization, and risk management, and it has many distinct features compared to the classic theory. We choose simple cost functions and study different distortion functions and their implications on the optimal transport plan. We show that on the real line, the comonotonic coupling is optimal for the distorted optimal transport problem when the distortion function is convex and the cost function is submodular and monotone. Some forms of duality and uniqueness results are provided. For inverse-S-shaped distortion functions and linear cost, we obtain the unique form of optimal coupling for all marginal distributions, which turns out to have an interesting ``first comonotonic, then counter-monotonic" dependence structure; for S-shaped distortion functions a similar structure is obtained. Our results highlight several challenges and features in distorted optimal transport, offering a new mathematical bridge between the fields of probability, decision theory, and risk management.
format Preprint
id arxiv_https___arxiv_org_abs_2308_11238
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Distorted optimal transport
Liu, Haiyan
Wang, Bin
Wang, Ruodu
Zhuang, Sheng Chao
Optimization and Control
Theoretical Economics
Probability
Classic optimal transport theory is formulated through minimizing the expected transport cost between two given distributions. We propose the framework of distorted optimal transport by minimizing a distorted expected cost, which is the cost under a non-linear expectation. This new formulation is motivated by concrete problems in decision theory, robust optimization, and risk management, and it has many distinct features compared to the classic theory. We choose simple cost functions and study different distortion functions and their implications on the optimal transport plan. We show that on the real line, the comonotonic coupling is optimal for the distorted optimal transport problem when the distortion function is convex and the cost function is submodular and monotone. Some forms of duality and uniqueness results are provided. For inverse-S-shaped distortion functions and linear cost, we obtain the unique form of optimal coupling for all marginal distributions, which turns out to have an interesting ``first comonotonic, then counter-monotonic" dependence structure; for S-shaped distortion functions a similar structure is obtained. Our results highlight several challenges and features in distorted optimal transport, offering a new mathematical bridge between the fields of probability, decision theory, and risk management.
title Distorted optimal transport
topic Optimization and Control
Theoretical Economics
Probability
url https://arxiv.org/abs/2308.11238