Demystifying the Karpelevic theorem

Fuente: arXiv
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Main Authors: Munger, Devon N., Nickerson, Andrew L., Paparella, Pietro
Format: Preprint
Published: 2023
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_version_ 1866929451852365824
author Munger, Devon N.
Nickerson, Andrew L.
Paparella, Pietro
author_facet Munger, Devon N.
Nickerson, Andrew L.
Paparella, Pietro
contents The statement of the Karpelevic theorem concerning the location of the eigenvalues of stochastic matrices in the complex plane (known as the Karpelevic region) is long and complicated and his proof methods are, at best, nebulous. Fortunately, an elegant simplification of the statement was provided by Ito -- in particular, Ito's theorem asserts that the boundary of the Karpelevic region consists of arcs whose points satisfy a polynomial equation that depends on the endpoints of the arc. Unfortunately, Ito did not prove his version and only showed that it is equivalent. More recently, Johnson and Paparella showed that points satisfying Ito's equation belong to the Karpelevic region. Although not the intent of their work, this initiated the process of proving Ito's theorem and hence the Karpelevic theorem. The purpose of this work is to continue this effort by showing that an arc appears in the prescribed sector. To this end, it is shown that there is a continuous function $λ:[0,1] \longrightarrow \mathbb{C}$ such that $\mathsf{P}^\mathsf{I}(λ(α)) = 0$, $\forall α\in [0,1]$, where $\mathsf{P}^\mathsf{I}$ is a Type I reduced Ito polynomial. It is also shown that these arcs are simple. Finally, an elementary argument is given to show that points on the boundary of the Karpelevic region are extremal whenever $n > 3$.
format Preprint
id arxiv_https___arxiv_org_abs_2309_03849
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Demystifying the Karpelevic theorem
Munger, Devon N.
Nickerson, Andrew L.
Paparella, Pietro
Spectral Theory
Complex Variables
15A18, 15B51, 30C15
The statement of the Karpelevic theorem concerning the location of the eigenvalues of stochastic matrices in the complex plane (known as the Karpelevic region) is long and complicated and his proof methods are, at best, nebulous. Fortunately, an elegant simplification of the statement was provided by Ito -- in particular, Ito's theorem asserts that the boundary of the Karpelevic region consists of arcs whose points satisfy a polynomial equation that depends on the endpoints of the arc. Unfortunately, Ito did not prove his version and only showed that it is equivalent. More recently, Johnson and Paparella showed that points satisfying Ito's equation belong to the Karpelevic region. Although not the intent of their work, this initiated the process of proving Ito's theorem and hence the Karpelevic theorem. The purpose of this work is to continue this effort by showing that an arc appears in the prescribed sector. To this end, it is shown that there is a continuous function $λ:[0,1] \longrightarrow \mathbb{C}$ such that $\mathsf{P}^\mathsf{I}(λ(α)) = 0$, $\forall α\in [0,1]$, where $\mathsf{P}^\mathsf{I}$ is a Type I reduced Ito polynomial. It is also shown that these arcs are simple. Finally, an elementary argument is given to show that points on the boundary of the Karpelevic region are extremal whenever $n > 3$.
title Demystifying the Karpelevic theorem
topic Spectral Theory
Complex Variables
15A18, 15B51, 30C15
url https://arxiv.org/abs/2309.03849