Maximum Principle of Stochastic Optimal Control Problems with Model Uncertainty

Fuente: arXiv
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Hauptverfasser: Hao, Tao, Wen, Jiaqiang, Xiong, Jie
Format: Preprint
Veröffentlicht: 2023
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_version_ 1866910909947969536
author Hao, Tao
Wen, Jiaqiang
Xiong, Jie
author_facet Hao, Tao
Wen, Jiaqiang
Xiong, Jie
contents This paper is concerned with the maximum principle of stochastic optimal control problems, where the coefficients of the state equation and the cost functional are uncertain, and the system is generally under Markovian regime switching. Firstly, the $ L^β$-solutions of forward-backward stochastic differential equations with regime switching are given. Secondly, we obtain the variational inequality by making use of the continuity of solutions to variational equations with respect to the uncertainty parameter $θ$. Thirdly, utilizing the linearization and weak convergence techniques, we prove the necessary stochastic maximum principle and provide sufficient conditions for the stochastic optimal control. Finally, as an application, a risk-minimizing portfolio selection problem is studied.
format Preprint
id arxiv_https___arxiv_org_abs_2309_10454
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Maximum Principle of Stochastic Optimal Control Problems with Model Uncertainty
Hao, Tao
Wen, Jiaqiang
Xiong, Jie
Optimization and Control
93E20, 60H10
This paper is concerned with the maximum principle of stochastic optimal control problems, where the coefficients of the state equation and the cost functional are uncertain, and the system is generally under Markovian regime switching. Firstly, the $ L^β$-solutions of forward-backward stochastic differential equations with regime switching are given. Secondly, we obtain the variational inequality by making use of the continuity of solutions to variational equations with respect to the uncertainty parameter $θ$. Thirdly, utilizing the linearization and weak convergence techniques, we prove the necessary stochastic maximum principle and provide sufficient conditions for the stochastic optimal control. Finally, as an application, a risk-minimizing portfolio selection problem is studied.
title Maximum Principle of Stochastic Optimal Control Problems with Model Uncertainty
topic Optimization and Control
93E20, 60H10
url https://arxiv.org/abs/2309.10454