Invariant Learning via Probability of Sufficient and Necessary Causes

Fuente: arXiv
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Auteurs principaux: Yang, Mengyue, Fang, Zhen, Zhang, Yonggang, Du, Yali, Liu, Furui, Ton, Jean-Francois, Wang, Jianhong, Wang, Jun
Format: Preprint
Publié: 2023
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_version_ 1866917662363222016
author Yang, Mengyue
Fang, Zhen
Zhang, Yonggang
Du, Yali
Liu, Furui
Ton, Jean-Francois
Wang, Jianhong
Wang, Jun
author_facet Yang, Mengyue
Fang, Zhen
Zhang, Yonggang
Du, Yali
Liu, Furui
Ton, Jean-Francois
Wang, Jianhong
Wang, Jun
contents Out-of-distribution (OOD) generalization is indispensable for learning models in the wild, where testing distribution typically unknown and different from the training. Recent methods derived from causality have shown great potential in achieving OOD generalization. However, existing methods mainly focus on the invariance property of causes, while largely overlooking the property of \textit{sufficiency} and \textit{necessity} conditions. Namely, a necessary but insufficient cause (feature) is invariant to distribution shift, yet it may not have required accuracy. By contrast, a sufficient yet unnecessary cause (feature) tends to fit specific data well but may have a risk of adapting to a new domain. To capture the information of sufficient and necessary causes, we employ a classical concept, the probability of sufficiency and necessary causes (PNS), which indicates the probability of whether one is the necessary and sufficient cause. To associate PNS with OOD generalization, we propose PNS risk and formulate an algorithm to learn representation with a high PNS value. We theoretically analyze and prove the generalizability of the PNS risk. Experiments on both synthetic and real-world benchmarks demonstrate the effectiveness of the proposed method. The details of the implementation can be found at the GitHub repository: https://github.com/ymy4323460/CaSN.
format Preprint
id arxiv_https___arxiv_org_abs_2309_12559
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Invariant Learning via Probability of Sufficient and Necessary Causes
Yang, Mengyue
Fang, Zhen
Zhang, Yonggang
Du, Yali
Liu, Furui
Ton, Jean-Francois
Wang, Jianhong
Wang, Jun
Machine Learning
Artificial Intelligence
Computer Vision and Pattern Recognition
Out-of-distribution (OOD) generalization is indispensable for learning models in the wild, where testing distribution typically unknown and different from the training. Recent methods derived from causality have shown great potential in achieving OOD generalization. However, existing methods mainly focus on the invariance property of causes, while largely overlooking the property of \textit{sufficiency} and \textit{necessity} conditions. Namely, a necessary but insufficient cause (feature) is invariant to distribution shift, yet it may not have required accuracy. By contrast, a sufficient yet unnecessary cause (feature) tends to fit specific data well but may have a risk of adapting to a new domain. To capture the information of sufficient and necessary causes, we employ a classical concept, the probability of sufficiency and necessary causes (PNS), which indicates the probability of whether one is the necessary and sufficient cause. To associate PNS with OOD generalization, we propose PNS risk and formulate an algorithm to learn representation with a high PNS value. We theoretically analyze and prove the generalizability of the PNS risk. Experiments on both synthetic and real-world benchmarks demonstrate the effectiveness of the proposed method. The details of the implementation can be found at the GitHub repository: https://github.com/ymy4323460/CaSN.
title Invariant Learning via Probability of Sufficient and Necessary Causes
topic Machine Learning
Artificial Intelligence
Computer Vision and Pattern Recognition
url https://arxiv.org/abs/2309.12559