Identifiability Matters: Revealing the Hidden Recoverable Condition in Unbiased Learning to Rank

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Hauptverfasser: Chen, Mouxiang, Liu, Chenghao, Liu, Zemin, Li, Zhuo, Sun, Jianling
Format: Preprint
Veröffentlicht: 2023
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author Chen, Mouxiang
Liu, Chenghao
Liu, Zemin
Li, Zhuo
Sun, Jianling
author_facet Chen, Mouxiang
Liu, Chenghao
Liu, Zemin
Li, Zhuo
Sun, Jianling
contents Unbiased Learning to Rank (ULTR) aims to train unbiased ranking models from biased click logs, by explicitly modeling a generation process for user behavior and fitting click data based on examination hypothesis. Previous research found empirically that the true latent relevance is mostly recoverable through click fitting. However, we demonstrate that this is not always achievable, resulting in a significant reduction in ranking performance. This research investigates the conditions under which relevance can be recovered from click data in the first principle. We initially characterize a ranking model as identifiable if it can recover the true relevance up to a scaling transformation, a criterion sufficient for the pairwise ranking objective. Subsequently, we investigate an equivalent condition for identifiability, articulated as a graph connectivity test problem: the recovery of relevance is feasible if and only if the identifiability graph (IG), derived from the underlying structure of the dataset, is connected. The presence of a disconnected IG may lead to degenerate cases and suboptimal ranking performance. To tackle this challenge, we introduce two methods, namely node intervention and node merging, designed to modify the dataset and restore the connectivity of the IG. Empirical results derived from a simulated dataset and two real-world LTR benchmark datasets not only validate our proposed theory but also demonstrate the effectiveness of our methods in alleviating data bias when the relevance model is unidentifiable.
format Preprint
id arxiv_https___arxiv_org_abs_2309_15560
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Identifiability Matters: Revealing the Hidden Recoverable Condition in Unbiased Learning to Rank
Chen, Mouxiang
Liu, Chenghao
Liu, Zemin
Li, Zhuo
Sun, Jianling
Information Retrieval
Artificial Intelligence
Machine Learning
Unbiased Learning to Rank (ULTR) aims to train unbiased ranking models from biased click logs, by explicitly modeling a generation process for user behavior and fitting click data based on examination hypothesis. Previous research found empirically that the true latent relevance is mostly recoverable through click fitting. However, we demonstrate that this is not always achievable, resulting in a significant reduction in ranking performance. This research investigates the conditions under which relevance can be recovered from click data in the first principle. We initially characterize a ranking model as identifiable if it can recover the true relevance up to a scaling transformation, a criterion sufficient for the pairwise ranking objective. Subsequently, we investigate an equivalent condition for identifiability, articulated as a graph connectivity test problem: the recovery of relevance is feasible if and only if the identifiability graph (IG), derived from the underlying structure of the dataset, is connected. The presence of a disconnected IG may lead to degenerate cases and suboptimal ranking performance. To tackle this challenge, we introduce two methods, namely node intervention and node merging, designed to modify the dataset and restore the connectivity of the IG. Empirical results derived from a simulated dataset and two real-world LTR benchmark datasets not only validate our proposed theory but also demonstrate the effectiveness of our methods in alleviating data bias when the relevance model is unidentifiable.
title Identifiability Matters: Revealing the Hidden Recoverable Condition in Unbiased Learning to Rank
topic Information Retrieval
Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2309.15560