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Main Authors: Fan, Jianqing, Tong, Xin, Wu, Yanhui, Xia, Lucy, Yao, Shunan
Format: Preprint
Published: 2023
Subjects:
Online Access:https://arxiv.org/abs/2310.01009
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author Fan, Jianqing
Tong, Xin
Wu, Yanhui
Xia, Lucy
Yao, Shunan
author_facet Fan, Jianqing
Tong, Xin
Wu, Yanhui
Xia, Lucy
Yao, Shunan
contents Organizations often rely on statistical algorithms to make socially and economically impactful decisions. We must address the fairness issues in these important automated decisions. On the other hand, economic efficiency remains instrumental in organizations' survival and success. Therefore, a proper dual focus on fairness and efficiency is essential in promoting fairness in real-world data science solutions. Among the first efforts towards this dual focus, we incorporate the equal opportunity (EO) constraint into the Neyman-Pearson (NP) classification paradigm. Under this new NP-EO framework, we (a) derive the oracle classifier, (b) propose finite-sample based classifiers that satisfy population-level fairness and efficiency constraints with high probability, and (c) demonstrate statistical and social effectiveness of our algorithms on simulated and real datasets.
format Preprint
id arxiv_https___arxiv_org_abs_2310_01009
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Neyman-Pearson and equal opportunity: when efficiency meets fairness in classification
Fan, Jianqing
Tong, Xin
Wu, Yanhui
Xia, Lucy
Yao, Shunan
Methodology
Organizations often rely on statistical algorithms to make socially and economically impactful decisions. We must address the fairness issues in these important automated decisions. On the other hand, economic efficiency remains instrumental in organizations' survival and success. Therefore, a proper dual focus on fairness and efficiency is essential in promoting fairness in real-world data science solutions. Among the first efforts towards this dual focus, we incorporate the equal opportunity (EO) constraint into the Neyman-Pearson (NP) classification paradigm. Under this new NP-EO framework, we (a) derive the oracle classifier, (b) propose finite-sample based classifiers that satisfy population-level fairness and efficiency constraints with high probability, and (c) demonstrate statistical and social effectiveness of our algorithms on simulated and real datasets.
title Neyman-Pearson and equal opportunity: when efficiency meets fairness in classification
topic Methodology
url https://arxiv.org/abs/2310.01009