Towards Understanding Sycophancy in Language Models

Fuente: arXiv
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Autori principali: Sharma, Mrinank, Tong, Meg, Korbak, Tomasz, Duvenaud, David, Askell, Amanda, Bowman, Samuel R., Cheng, Newton, Durmus, Esin, Hatfield-Dodds, Zac, Johnston, Scott R., Kravec, Shauna, Maxwell, Timothy, McCandlish, Sam, Ndousse, Kamal, Rausch, Oliver, Schiefer, Nicholas, Yan, Da, Zhang, Miranda, Perez, Ethan
Natura: Preprint
Pubblicazione: 2023
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author Sharma, Mrinank
Tong, Meg
Korbak, Tomasz
Duvenaud, David
Askell, Amanda
Bowman, Samuel R.
Cheng, Newton
Durmus, Esin
Hatfield-Dodds, Zac
Johnston, Scott R.
Kravec, Shauna
Maxwell, Timothy
McCandlish, Sam
Ndousse, Kamal
Rausch, Oliver
Schiefer, Nicholas
Yan, Da
Zhang, Miranda
Perez, Ethan
author_facet Sharma, Mrinank
Tong, Meg
Korbak, Tomasz
Duvenaud, David
Askell, Amanda
Bowman, Samuel R.
Cheng, Newton
Durmus, Esin
Hatfield-Dodds, Zac
Johnston, Scott R.
Kravec, Shauna
Maxwell, Timothy
McCandlish, Sam
Ndousse, Kamal
Rausch, Oliver
Schiefer, Nicholas
Yan, Da
Zhang, Miranda
Perez, Ethan
contents Human feedback is commonly utilized to finetune AI assistants. But human feedback may also encourage model responses that match user beliefs over truthful ones, a behaviour known as sycophancy. We investigate the prevalence of sycophancy in models whose finetuning procedure made use of human feedback, and the potential role of human preference judgments in such behavior. We first demonstrate that five state-of-the-art AI assistants consistently exhibit sycophancy across four varied free-form text-generation tasks. To understand if human preferences drive this broadly observed behavior, we analyze existing human preference data. We find that when a response matches a user's views, it is more likely to be preferred. Moreover, both humans and preference models (PMs) prefer convincingly-written sycophantic responses over correct ones a non-negligible fraction of the time. Optimizing model outputs against PMs also sometimes sacrifices truthfulness in favor of sycophancy. Overall, our results indicate that sycophancy is a general behavior of state-of-the-art AI assistants, likely driven in part by human preference judgments favoring sycophantic responses.
format Preprint
id arxiv_https___arxiv_org_abs_2310_13548
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Towards Understanding Sycophancy in Language Models
Sharma, Mrinank
Tong, Meg
Korbak, Tomasz
Duvenaud, David
Askell, Amanda
Bowman, Samuel R.
Cheng, Newton
Durmus, Esin
Hatfield-Dodds, Zac
Johnston, Scott R.
Kravec, Shauna
Maxwell, Timothy
McCandlish, Sam
Ndousse, Kamal
Rausch, Oliver
Schiefer, Nicholas
Yan, Da
Zhang, Miranda
Perez, Ethan
Computation and Language
Artificial Intelligence
Machine Learning
I.2.6
Human feedback is commonly utilized to finetune AI assistants. But human feedback may also encourage model responses that match user beliefs over truthful ones, a behaviour known as sycophancy. We investigate the prevalence of sycophancy in models whose finetuning procedure made use of human feedback, and the potential role of human preference judgments in such behavior. We first demonstrate that five state-of-the-art AI assistants consistently exhibit sycophancy across four varied free-form text-generation tasks. To understand if human preferences drive this broadly observed behavior, we analyze existing human preference data. We find that when a response matches a user's views, it is more likely to be preferred. Moreover, both humans and preference models (PMs) prefer convincingly-written sycophantic responses over correct ones a non-negligible fraction of the time. Optimizing model outputs against PMs also sometimes sacrifices truthfulness in favor of sycophancy. Overall, our results indicate that sycophancy is a general behavior of state-of-the-art AI assistants, likely driven in part by human preference judgments favoring sycophantic responses.
title Towards Understanding Sycophancy in Language Models
topic Computation and Language
Artificial Intelligence
Machine Learning
I.2.6
url https://arxiv.org/abs/2310.13548