Understanding the (Extra-)Ordinary: Validating Deep Model Decisions with Prototypical Concept-based Explanations

Fuente: arXiv
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Main Authors: Dreyer, Maximilian, Achtibat, Reduan, Samek, Wojciech, Lapuschkin, Sebastian
Format: Preprint
Published: 2023
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author Dreyer, Maximilian
Achtibat, Reduan
Samek, Wojciech
Lapuschkin, Sebastian
author_facet Dreyer, Maximilian
Achtibat, Reduan
Samek, Wojciech
Lapuschkin, Sebastian
contents Ensuring both transparency and safety is critical when deploying Deep Neural Networks (DNNs) in high-risk applications, such as medicine. The field of explainable AI (XAI) has proposed various methods to comprehend the decision-making processes of opaque DNNs. However, only few XAI methods are suitable of ensuring safety in practice as they heavily rely on repeated labor-intensive and possibly biased human assessment. In this work, we present a novel post-hoc concept-based XAI framework that conveys besides instance-wise (local) also class-wise (global) decision-making strategies via prototypes. What sets our approach apart is the combination of local and global strategies, enabling a clearer understanding of the (dis-)similarities in model decisions compared to the expected (prototypical) concept use, ultimately reducing the dependence on human long-term assessment. Quantifying the deviation from prototypical behavior not only allows to associate predictions with specific model sub-strategies but also to detect outlier behavior. As such, our approach constitutes an intuitive and explainable tool for model validation. We demonstrate the effectiveness of our approach in identifying out-of-distribution samples, spurious model behavior and data quality issues across three datasets (ImageNet, CUB-200, and CIFAR-10) utilizing VGG, ResNet, and EfficientNet architectures. Code is available on https://github.com/maxdreyer/pcx.
format Preprint
id arxiv_https___arxiv_org_abs_2311_16681
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Understanding the (Extra-)Ordinary: Validating Deep Model Decisions with Prototypical Concept-based Explanations
Dreyer, Maximilian
Achtibat, Reduan
Samek, Wojciech
Lapuschkin, Sebastian
Computer Vision and Pattern Recognition
Artificial Intelligence
Ensuring both transparency and safety is critical when deploying Deep Neural Networks (DNNs) in high-risk applications, such as medicine. The field of explainable AI (XAI) has proposed various methods to comprehend the decision-making processes of opaque DNNs. However, only few XAI methods are suitable of ensuring safety in practice as they heavily rely on repeated labor-intensive and possibly biased human assessment. In this work, we present a novel post-hoc concept-based XAI framework that conveys besides instance-wise (local) also class-wise (global) decision-making strategies via prototypes. What sets our approach apart is the combination of local and global strategies, enabling a clearer understanding of the (dis-)similarities in model decisions compared to the expected (prototypical) concept use, ultimately reducing the dependence on human long-term assessment. Quantifying the deviation from prototypical behavior not only allows to associate predictions with specific model sub-strategies but also to detect outlier behavior. As such, our approach constitutes an intuitive and explainable tool for model validation. We demonstrate the effectiveness of our approach in identifying out-of-distribution samples, spurious model behavior and data quality issues across three datasets (ImageNet, CUB-200, and CIFAR-10) utilizing VGG, ResNet, and EfficientNet architectures. Code is available on https://github.com/maxdreyer/pcx.
title Understanding the (Extra-)Ordinary: Validating Deep Model Decisions with Prototypical Concept-based Explanations
topic Computer Vision and Pattern Recognition
Artificial Intelligence
url https://arxiv.org/abs/2311.16681