Fairness Certification for Natural Language Processing and Large Language Models

Fuente: arXiv
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Autores principales: Freiberger, Vincent, Buchmann, Erik
Formato: Preprint
Publicado: 2024
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author Freiberger, Vincent
Buchmann, Erik
author_facet Freiberger, Vincent
Buchmann, Erik
contents Natural Language Processing (NLP) plays an important role in our daily lives, particularly due to the enormous progress of Large Language Models (LLM). However, NLP has many fairness-critical use cases, e.g., as an expert system in recruitment or as an LLM-based tutor in education. Since NLP is based on human language, potentially harmful biases can diffuse into NLP systems and produce unfair results, discriminate against minorities or generate legal issues. Hence, it is important to develop a fairness certification for NLP approaches. We follow a qualitative research approach towards a fairness certification for NLP. In particular, we have reviewed a large body of literature on algorithmic fairness, and we have conducted semi-structured expert interviews with a wide range of experts from that area. We have systematically devised six fairness criteria for NLP, which can be further refined into 18 sub-categories. Our criteria offer a foundation for operationalizing and testing processes to certify fairness, both from the perspective of the auditor and the audited organization.
format Preprint
id arxiv_https___arxiv_org_abs_2401_01262
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Fairness Certification for Natural Language Processing and Large Language Models
Freiberger, Vincent
Buchmann, Erik
Computation and Language
Artificial Intelligence
Computers and Society
Machine Learning
68T50
I.2.7
Natural Language Processing (NLP) plays an important role in our daily lives, particularly due to the enormous progress of Large Language Models (LLM). However, NLP has many fairness-critical use cases, e.g., as an expert system in recruitment or as an LLM-based tutor in education. Since NLP is based on human language, potentially harmful biases can diffuse into NLP systems and produce unfair results, discriminate against minorities or generate legal issues. Hence, it is important to develop a fairness certification for NLP approaches. We follow a qualitative research approach towards a fairness certification for NLP. In particular, we have reviewed a large body of literature on algorithmic fairness, and we have conducted semi-structured expert interviews with a wide range of experts from that area. We have systematically devised six fairness criteria for NLP, which can be further refined into 18 sub-categories. Our criteria offer a foundation for operationalizing and testing processes to certify fairness, both from the perspective of the auditor and the audited organization.
title Fairness Certification for Natural Language Processing and Large Language Models
topic Computation and Language
Artificial Intelligence
Computers and Society
Machine Learning
68T50
I.2.7
url https://arxiv.org/abs/2401.01262