Optimal Adaptive SMART Designs with Binary Outcomes

Fuente: arXiv
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Autori principali: Ghosh, Rik, Chakraborty, Bibhas, Nahum-Shani, Inbal, Patrick, Megan E., Ghosh, Palash
Natura: Preprint
Pubblicazione: 2023
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author Ghosh, Rik
Chakraborty, Bibhas
Nahum-Shani, Inbal
Patrick, Megan E.
Ghosh, Palash
author_facet Ghosh, Rik
Chakraborty, Bibhas
Nahum-Shani, Inbal
Patrick, Megan E.
Ghosh, Palash
contents In a sequential multiple-assignment randomized trial (SMART), a sequence of treatments is given to a patient over multiple stages. In each stage, randomization may be done to allocate patients to different treatment groups. Even though SMART designs are getting popular among clinical researchers, the methodologies for adaptive randomization at different stages of a SMART are few and not sophisticated enough to handle the complexity of optimal allocation of treatments at every stage of a trial. Lack of optimal allocation methodologies can raise serious concerns about SMART designs from an ethical point of view. In this work, we develop an optimal adaptive allocation procedure to minimize the expected number of treatment failures for a SMART with a binary primary outcome. Issues related to optimal adaptive allocations are explored theoretically with supporting simulations. The applicability of the proposed methodology is demonstrated using a recently conducted SMART study named M-Bridge for developing universal and resource-efficient dynamic treatment regimes (DTRs) for incoming first-year college students as a bridge to desirable treatments to address alcohol-related risks.
format Preprint
id arxiv_https___arxiv_org_abs_2401_03326
institution arXiv
publishDate 2023
record_format arxiv
spellingShingle Optimal Adaptive SMART Designs with Binary Outcomes
Ghosh, Rik
Chakraborty, Bibhas
Nahum-Shani, Inbal
Patrick, Megan E.
Ghosh, Palash
Methodology
In a sequential multiple-assignment randomized trial (SMART), a sequence of treatments is given to a patient over multiple stages. In each stage, randomization may be done to allocate patients to different treatment groups. Even though SMART designs are getting popular among clinical researchers, the methodologies for adaptive randomization at different stages of a SMART are few and not sophisticated enough to handle the complexity of optimal allocation of treatments at every stage of a trial. Lack of optimal allocation methodologies can raise serious concerns about SMART designs from an ethical point of view. In this work, we develop an optimal adaptive allocation procedure to minimize the expected number of treatment failures for a SMART with a binary primary outcome. Issues related to optimal adaptive allocations are explored theoretically with supporting simulations. The applicability of the proposed methodology is demonstrated using a recently conducted SMART study named M-Bridge for developing universal and resource-efficient dynamic treatment regimes (DTRs) for incoming first-year college students as a bridge to desirable treatments to address alcohol-related risks.
title Optimal Adaptive SMART Designs with Binary Outcomes
topic Methodology
url https://arxiv.org/abs/2401.03326