Escalation Risks from Language Models in Military and Diplomatic Decision-Making

Fuente: arXiv
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Auteurs principaux: Rivera, Juan-Pablo, Mukobi, Gabriel, Reuel, Anka, Lamparth, Max, Smith, Chandler, Schneider, Jacquelyn
Format: Preprint
Publié: 2024
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author Rivera, Juan-Pablo
Mukobi, Gabriel
Reuel, Anka
Lamparth, Max
Smith, Chandler
Schneider, Jacquelyn
author_facet Rivera, Juan-Pablo
Mukobi, Gabriel
Reuel, Anka
Lamparth, Max
Smith, Chandler
Schneider, Jacquelyn
contents Governments are increasingly considering integrating autonomous AI agents in high-stakes military and foreign-policy decision-making, especially with the emergence of advanced generative AI models like GPT-4. Our work aims to scrutinize the behavior of multiple AI agents in simulated wargames, specifically focusing on their predilection to take escalatory actions that may exacerbate multilateral conflicts. Drawing on political science and international relations literature about escalation dynamics, we design a novel wargame simulation and scoring framework to assess the escalation risks of actions taken by these agents in different scenarios. Contrary to prior studies, our research provides both qualitative and quantitative insights and focuses on large language models (LLMs). We find that all five studied off-the-shelf LLMs show forms of escalation and difficult-to-predict escalation patterns. We observe that models tend to develop arms-race dynamics, leading to greater conflict, and in rare cases, even to the deployment of nuclear weapons. Qualitatively, we also collect the models' reported reasonings for chosen actions and observe worrying justifications based on deterrence and first-strike tactics. Given the high stakes of military and foreign-policy contexts, we recommend further examination and cautious consideration before deploying autonomous language model agents for strategic military or diplomatic decision-making.
format Preprint
id arxiv_https___arxiv_org_abs_2401_03408
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Escalation Risks from Language Models in Military and Diplomatic Decision-Making
Rivera, Juan-Pablo
Mukobi, Gabriel
Reuel, Anka
Lamparth, Max
Smith, Chandler
Schneider, Jacquelyn
Artificial Intelligence
Computation and Language
Computers and Society
Multiagent Systems
Governments are increasingly considering integrating autonomous AI agents in high-stakes military and foreign-policy decision-making, especially with the emergence of advanced generative AI models like GPT-4. Our work aims to scrutinize the behavior of multiple AI agents in simulated wargames, specifically focusing on their predilection to take escalatory actions that may exacerbate multilateral conflicts. Drawing on political science and international relations literature about escalation dynamics, we design a novel wargame simulation and scoring framework to assess the escalation risks of actions taken by these agents in different scenarios. Contrary to prior studies, our research provides both qualitative and quantitative insights and focuses on large language models (LLMs). We find that all five studied off-the-shelf LLMs show forms of escalation and difficult-to-predict escalation patterns. We observe that models tend to develop arms-race dynamics, leading to greater conflict, and in rare cases, even to the deployment of nuclear weapons. Qualitatively, we also collect the models' reported reasonings for chosen actions and observe worrying justifications based on deterrence and first-strike tactics. Given the high stakes of military and foreign-policy contexts, we recommend further examination and cautious consideration before deploying autonomous language model agents for strategic military or diplomatic decision-making.
title Escalation Risks from Language Models in Military and Diplomatic Decision-Making
topic Artificial Intelligence
Computation and Language
Computers and Society
Multiagent Systems
url https://arxiv.org/abs/2401.03408