Risk Taxonomy, Mitigation, and Assessment Benchmarks of Large Language Model Systems

Fuente: arXiv
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Autori principali: Cui, Tianyu, Wang, Yanling, Fu, Chuanpu, Xiao, Yong, Li, Sijia, Deng, Xinhao, Liu, Yunpeng, Zhang, Qinglin, Qiu, Ziyi, Li, Peiyang, Tan, Zhixing, Xiong, Junwu, Kong, Xinyu, Wen, Zujie, Xu, Ke, Li, Qi
Natura: Preprint
Pubblicazione: 2024
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author Cui, Tianyu
Wang, Yanling
Fu, Chuanpu
Xiao, Yong
Li, Sijia
Deng, Xinhao
Liu, Yunpeng
Zhang, Qinglin
Qiu, Ziyi
Li, Peiyang
Tan, Zhixing
Xiong, Junwu
Kong, Xinyu
Wen, Zujie
Xu, Ke
Li, Qi
author_facet Cui, Tianyu
Wang, Yanling
Fu, Chuanpu
Xiao, Yong
Li, Sijia
Deng, Xinhao
Liu, Yunpeng
Zhang, Qinglin
Qiu, Ziyi
Li, Peiyang
Tan, Zhixing
Xiong, Junwu
Kong, Xinyu
Wen, Zujie
Xu, Ke
Li, Qi
contents Large language models (LLMs) have strong capabilities in solving diverse natural language processing tasks. However, the safety and security issues of LLM systems have become the major obstacle to their widespread application. Many studies have extensively investigated risks in LLM systems and developed the corresponding mitigation strategies. Leading-edge enterprises such as OpenAI, Google, Meta, and Anthropic have also made lots of efforts on responsible LLMs. Therefore, there is a growing need to organize the existing studies and establish comprehensive taxonomies for the community. In this paper, we delve into four essential modules of an LLM system, including an input module for receiving prompts, a language model trained on extensive corpora, a toolchain module for development and deployment, and an output module for exporting LLM-generated content. Based on this, we propose a comprehensive taxonomy, which systematically analyzes potential risks associated with each module of an LLM system and discusses the corresponding mitigation strategies. Furthermore, we review prevalent benchmarks, aiming to facilitate the risk assessment of LLM systems. We hope that this paper can help LLM participants embrace a systematic perspective to build their responsible LLM systems.
format Preprint
id arxiv_https___arxiv_org_abs_2401_05778
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Risk Taxonomy, Mitigation, and Assessment Benchmarks of Large Language Model Systems
Cui, Tianyu
Wang, Yanling
Fu, Chuanpu
Xiao, Yong
Li, Sijia
Deng, Xinhao
Liu, Yunpeng
Zhang, Qinglin
Qiu, Ziyi
Li, Peiyang
Tan, Zhixing
Xiong, Junwu
Kong, Xinyu
Wen, Zujie
Xu, Ke
Li, Qi
Computation and Language
Artificial Intelligence
Large language models (LLMs) have strong capabilities in solving diverse natural language processing tasks. However, the safety and security issues of LLM systems have become the major obstacle to their widespread application. Many studies have extensively investigated risks in LLM systems and developed the corresponding mitigation strategies. Leading-edge enterprises such as OpenAI, Google, Meta, and Anthropic have also made lots of efforts on responsible LLMs. Therefore, there is a growing need to organize the existing studies and establish comprehensive taxonomies for the community. In this paper, we delve into four essential modules of an LLM system, including an input module for receiving prompts, a language model trained on extensive corpora, a toolchain module for development and deployment, and an output module for exporting LLM-generated content. Based on this, we propose a comprehensive taxonomy, which systematically analyzes potential risks associated with each module of an LLM system and discusses the corresponding mitigation strategies. Furthermore, we review prevalent benchmarks, aiming to facilitate the risk assessment of LLM systems. We hope that this paper can help LLM participants embrace a systematic perspective to build their responsible LLM systems.
title Risk Taxonomy, Mitigation, and Assessment Benchmarks of Large Language Model Systems
topic Computation and Language
Artificial Intelligence
url https://arxiv.org/abs/2401.05778