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Main Authors: Currie, Bryan, Wicke, Kristina
Format: Preprint
Published: 2024
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Online Access:https://arxiv.org/abs/2401.08838
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author Currie, Bryan
Wicke, Kristina
author_facet Currie, Bryan
Wicke, Kristina
contents Measures of tree balance play an important role in different research areas such as mathematical phylogenetics or theoretical computer science. The balance of a tree is usually quantified in a single number, called a balance or imbalance index, and several such indices exist in the literature. Here, we focus on the stairs2 balance index for rooted binary trees, which was first introduced in the context of viral phylogenetics but has not been fully analyzed from a mathematical viewpoint yet. While it is known that the caterpillar tree uniquely minimizes the stairs2 index for all leaf numbers and the fully balanced tree uniquely maximizes the stairs2 index for leaf numbers that are powers of two, understanding the maximum value and maximal trees for arbitrary leaf numbers is an open problem in the literature. In this note, we fill this gap by showing that for all leaf numbers, there is a unique rooted binary tree maximizing the stairs2 index. Additionally, we obtain recursive and closed expressions for the maximum value of the stairs2 index of a rooted binary tree with $n$ leaves.
format Preprint
id arxiv_https___arxiv_org_abs_2401_08838
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle On the maximum value of the stairs2 index
Currie, Bryan
Wicke, Kristina
Combinatorics
Populations and Evolution
05C05 (Primary) 05C35 (Secondary)
Measures of tree balance play an important role in different research areas such as mathematical phylogenetics or theoretical computer science. The balance of a tree is usually quantified in a single number, called a balance or imbalance index, and several such indices exist in the literature. Here, we focus on the stairs2 balance index for rooted binary trees, which was first introduced in the context of viral phylogenetics but has not been fully analyzed from a mathematical viewpoint yet. While it is known that the caterpillar tree uniquely minimizes the stairs2 index for all leaf numbers and the fully balanced tree uniquely maximizes the stairs2 index for leaf numbers that are powers of two, understanding the maximum value and maximal trees for arbitrary leaf numbers is an open problem in the literature. In this note, we fill this gap by showing that for all leaf numbers, there is a unique rooted binary tree maximizing the stairs2 index. Additionally, we obtain recursive and closed expressions for the maximum value of the stairs2 index of a rooted binary tree with $n$ leaves.
title On the maximum value of the stairs2 index
topic Combinatorics
Populations and Evolution
05C05 (Primary) 05C35 (Secondary)
url https://arxiv.org/abs/2401.08838