Ground and Excited States from Ensemble Variational Principles

Fuente: arXiv
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Autores principales: Ding, Lexin, Hong, Cheng-Lin, Schilling, Christian
Formato: Preprint
Publicado: 2024
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author Ding, Lexin
Hong, Cheng-Lin
Schilling, Christian
author_facet Ding, Lexin
Hong, Cheng-Lin
Schilling, Christian
contents The extension of the Rayleigh-Ritz variational principle to ensemble states $ρ_{\mathbf{w}}\equiv\sum_k w_k |Ψ_k\rangle \langleΨ_k|$ with fixed weights $w_k$ lies ultimately at the heart of several recent methodological developments for targeting excitation energies by variational means. Prominent examples are density and density matrix functional theory, Monte Carlo sampling, state-average complete active space self-consistent field methods and variational quantum eigensolvers. In order to provide a sound basis for all these methods and to improve their current implementations, we prove the validity of the underlying critical hypothesis: Whenever the ensemble energy is well-converged, the same holds true for the ensemble state $ρ_{\mathbf{w}}$ as well as the individual eigenstates $|Ψ_k\rangle$ and eigenenergies $E_k$. To be more specific, we derive linear bounds $d_-Δ{E}_{\mathbf{w}} \leq ΔQ \leq d_+ Δ{E}_{\mathbf{w}}$ on the errors $ΔQ $ of these sought-after quantities. A subsequent analytical analysis and numerical illustration proves the tightness of our universal inequalities. Our results and particularly the explicit form of $d_{\pm}\equiv d_{\pm}^{(Q)}(\mathbf{w},\mathbf{E})$ provide valuable insights into the optimal choice of the auxiliary weights $w_k$ in practical applications.
format Preprint
id arxiv_https___arxiv_org_abs_2401_12104
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Ground and Excited States from Ensemble Variational Principles
Ding, Lexin
Hong, Cheng-Lin
Schilling, Christian
Quantum Physics
Mathematical Physics
Chemical Physics
The extension of the Rayleigh-Ritz variational principle to ensemble states $ρ_{\mathbf{w}}\equiv\sum_k w_k |Ψ_k\rangle \langleΨ_k|$ with fixed weights $w_k$ lies ultimately at the heart of several recent methodological developments for targeting excitation energies by variational means. Prominent examples are density and density matrix functional theory, Monte Carlo sampling, state-average complete active space self-consistent field methods and variational quantum eigensolvers. In order to provide a sound basis for all these methods and to improve their current implementations, we prove the validity of the underlying critical hypothesis: Whenever the ensemble energy is well-converged, the same holds true for the ensemble state $ρ_{\mathbf{w}}$ as well as the individual eigenstates $|Ψ_k\rangle$ and eigenenergies $E_k$. To be more specific, we derive linear bounds $d_-Δ{E}_{\mathbf{w}} \leq ΔQ \leq d_+ Δ{E}_{\mathbf{w}}$ on the errors $ΔQ $ of these sought-after quantities. A subsequent analytical analysis and numerical illustration proves the tightness of our universal inequalities. Our results and particularly the explicit form of $d_{\pm}\equiv d_{\pm}^{(Q)}(\mathbf{w},\mathbf{E})$ provide valuable insights into the optimal choice of the auxiliary weights $w_k$ in practical applications.
title Ground and Excited States from Ensemble Variational Principles
topic Quantum Physics
Mathematical Physics
Chemical Physics
url https://arxiv.org/abs/2401.12104