Centralization in Block Building and Proposer-Builder Separation

Fuente: arXiv
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Main Authors: Bahrani, Maryam, Garimidi, Pranav, Roughgarden, Tim
Format: Preprint
Published: 2024
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author Bahrani, Maryam
Garimidi, Pranav
Roughgarden, Tim
author_facet Bahrani, Maryam
Garimidi, Pranav
Roughgarden, Tim
contents The goal of this paper is to rigorously interrogate conventional wisdom about centralization in block-building (due to, e.g., MEV and private order flow) and the outsourcing of block-building by validators to specialists (i.e., proposer-builder separation): 1. Does heterogeneity in skills and knowledge across block producers inevitably lead to centralization? 2. Does proposer-builder separation eliminate heterogeneity and preserve decentralization among proposers? This paper develops mathematical models and results that offer answers to these questions: 1. In a game-theoretic model with endogenous staking, heterogeneous block producer rewards, and staking costs, we quantify the extent to which heterogeneous rewards lead to concentration in the equilibrium staking distribution. 2. In a stochastic model in which heterogeneous block producers repeatedly reinvest rewards into staking, we quantify, as a function of the block producer heterogeneity, the rate at which stake concentrates on the most sophisticated block producers. 3. In a model with heterogeneous proposers and specialized builders, we quantify, as a function of the competitiveness of the builder ecosystem, the extent to which proposer-builder separation reduces the heterogeneity in rewards across different proposers. Our models and results take advantage of connections to contest design, Pólya urn processes, and auction theory.
format Preprint
id arxiv_https___arxiv_org_abs_2401_12120
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Centralization in Block Building and Proposer-Builder Separation
Bahrani, Maryam
Garimidi, Pranav
Roughgarden, Tim
Computer Science and Game Theory
Cryptography and Security
Distributed, Parallel, and Cluster Computing
Theoretical Economics
The goal of this paper is to rigorously interrogate conventional wisdom about centralization in block-building (due to, e.g., MEV and private order flow) and the outsourcing of block-building by validators to specialists (i.e., proposer-builder separation): 1. Does heterogeneity in skills and knowledge across block producers inevitably lead to centralization? 2. Does proposer-builder separation eliminate heterogeneity and preserve decentralization among proposers? This paper develops mathematical models and results that offer answers to these questions: 1. In a game-theoretic model with endogenous staking, heterogeneous block producer rewards, and staking costs, we quantify the extent to which heterogeneous rewards lead to concentration in the equilibrium staking distribution. 2. In a stochastic model in which heterogeneous block producers repeatedly reinvest rewards into staking, we quantify, as a function of the block producer heterogeneity, the rate at which stake concentrates on the most sophisticated block producers. 3. In a model with heterogeneous proposers and specialized builders, we quantify, as a function of the competitiveness of the builder ecosystem, the extent to which proposer-builder separation reduces the heterogeneity in rewards across different proposers. Our models and results take advantage of connections to contest design, Pólya urn processes, and auction theory.
title Centralization in Block Building and Proposer-Builder Separation
topic Computer Science and Game Theory
Cryptography and Security
Distributed, Parallel, and Cluster Computing
Theoretical Economics
url https://arxiv.org/abs/2401.12120