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Bibliographic Details
Main Authors: Upadhya, Nakul, Granzer-Guay, Alexandre
Format: Preprint
Published: 2024
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Online Access:https://arxiv.org/abs/2401.13126
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author Upadhya, Nakul
Granzer-Guay, Alexandre
author_facet Upadhya, Nakul
Granzer-Guay, Alexandre
contents This work discusses the benefits of constrained portfolio turnover strategies for small to medium-sized portfolios. We propose a dynamic multi-period model that aims to minimize transaction costs and maximize terminal wealth levels whilst adhering to strict portfolio turnover constraints. Our results demonstrate that using our framework in combination with a reasonable forecast, can lead to higher portfolio values and lower transaction costs on average when compared to a naive, single-period model. Such results were maintained given different problem cases, such as, trading horizon, assets under management, wealth levels, etc. In addition, the proposed model lends itself to a reformulation that makes use of the column generation algorithm which can be strategically leveraged to reduce complexity and solving times.
format Preprint
id arxiv_https___arxiv_org_abs_2401_13126
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Optimizing Transition Strategies for Small to Medium Sized Portfolios
Upadhya, Nakul
Granzer-Guay, Alexandre
Computational Finance
This work discusses the benefits of constrained portfolio turnover strategies for small to medium-sized portfolios. We propose a dynamic multi-period model that aims to minimize transaction costs and maximize terminal wealth levels whilst adhering to strict portfolio turnover constraints. Our results demonstrate that using our framework in combination with a reasonable forecast, can lead to higher portfolio values and lower transaction costs on average when compared to a naive, single-period model. Such results were maintained given different problem cases, such as, trading horizon, assets under management, wealth levels, etc. In addition, the proposed model lends itself to a reformulation that makes use of the column generation algorithm which can be strategically leveraged to reduce complexity and solving times.
title Optimizing Transition Strategies for Small to Medium Sized Portfolios
topic Computational Finance
url https://arxiv.org/abs/2401.13126