Beyond Concept Bottleneck Models: How to Make Black Boxes Intervenable?

Fuente: arXiv
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Main Authors: Laguna, Sonia, Marcinkevičs, Ričards, Vandenhirtz, Moritz, Vogt, Julia E.
Format: Preprint
Published: 2024
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author Laguna, Sonia
Marcinkevičs, Ričards
Vandenhirtz, Moritz
Vogt, Julia E.
author_facet Laguna, Sonia
Marcinkevičs, Ričards
Vandenhirtz, Moritz
Vogt, Julia E.
contents Recently, interpretable machine learning has re-explored concept bottleneck models (CBM). An advantage of this model class is the user's ability to intervene on predicted concept values, affecting the downstream output. In this work, we introduce a method to perform such concept-based interventions on pretrained neural networks, which are not interpretable by design, only given a small validation set with concept labels. Furthermore, we formalise the notion of intervenability as a measure of the effectiveness of concept-based interventions and leverage this definition to fine-tune black boxes. Empirically, we explore the intervenability of black-box classifiers on synthetic tabular and natural image benchmarks. We focus on backbone architectures of varying complexity, from simple, fully connected neural nets to Stable Diffusion. We demonstrate that the proposed fine-tuning improves intervention effectiveness and often yields better-calibrated predictions. To showcase the practical utility of our techniques, we apply them to deep chest X-ray classifiers and show that fine-tuned black boxes are more intervenable than CBMs. Lastly, we establish that our methods are still effective under vision-language-model-based concept annotations, alleviating the need for a human-annotated validation set.
format Preprint
id arxiv_https___arxiv_org_abs_2401_13544
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Beyond Concept Bottleneck Models: How to Make Black Boxes Intervenable?
Laguna, Sonia
Marcinkevičs, Ričards
Vandenhirtz, Moritz
Vogt, Julia E.
Machine Learning
Recently, interpretable machine learning has re-explored concept bottleneck models (CBM). An advantage of this model class is the user's ability to intervene on predicted concept values, affecting the downstream output. In this work, we introduce a method to perform such concept-based interventions on pretrained neural networks, which are not interpretable by design, only given a small validation set with concept labels. Furthermore, we formalise the notion of intervenability as a measure of the effectiveness of concept-based interventions and leverage this definition to fine-tune black boxes. Empirically, we explore the intervenability of black-box classifiers on synthetic tabular and natural image benchmarks. We focus on backbone architectures of varying complexity, from simple, fully connected neural nets to Stable Diffusion. We demonstrate that the proposed fine-tuning improves intervention effectiveness and often yields better-calibrated predictions. To showcase the practical utility of our techniques, we apply them to deep chest X-ray classifiers and show that fine-tuned black boxes are more intervenable than CBMs. Lastly, we establish that our methods are still effective under vision-language-model-based concept annotations, alleviating the need for a human-annotated validation set.
title Beyond Concept Bottleneck Models: How to Make Black Boxes Intervenable?
topic Machine Learning
url https://arxiv.org/abs/2401.13544