ODICE: Revealing the Mystery of Distribution Correction Estimation via Orthogonal-gradient Update

Fuente: arXiv
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Autori principali: Mao, Liyuan, Xu, Haoran, Zhang, Weinan, Zhan, Xianyuan
Natura: Preprint
Pubblicazione: 2024
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author Mao, Liyuan
Xu, Haoran
Zhang, Weinan
Zhan, Xianyuan
author_facet Mao, Liyuan
Xu, Haoran
Zhang, Weinan
Zhan, Xianyuan
contents In this study, we investigate the DIstribution Correction Estimation (DICE) methods, an important line of work in offline reinforcement learning (RL) and imitation learning (IL). DICE-based methods impose state-action-level behavior constraint, which is an ideal choice for offline learning. However, they typically perform much worse than current state-of-the-art (SOTA) methods that solely use action-level behavior constraint. After revisiting DICE-based methods, we find there exist two gradient terms when learning the value function using true-gradient update: forward gradient (taken on the current state) and backward gradient (taken on the next state). Using forward gradient bears a large similarity to many offline RL methods, and thus can be regarded as applying action-level constraint. However, directly adding the backward gradient may degenerate or cancel out its effect if these two gradients have conflicting directions. To resolve this issue, we propose a simple yet effective modification that projects the backward gradient onto the normal plane of the forward gradient, resulting in an orthogonal-gradient update, a new learning rule for DICE-based methods. We conduct thorough theoretical analyses and find that the projected backward gradient brings state-level behavior regularization, which reveals the mystery of DICE-based methods: the value learning objective does try to impose state-action-level constraint, but needs to be used in a corrected way. Through toy examples and extensive experiments on complex offline RL and IL tasks, we demonstrate that DICE-based methods using orthogonal-gradient updates (O-DICE) achieve SOTA performance and great robustness.
format Preprint
id arxiv_https___arxiv_org_abs_2402_00348
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle ODICE: Revealing the Mystery of Distribution Correction Estimation via Orthogonal-gradient Update
Mao, Liyuan
Xu, Haoran
Zhang, Weinan
Zhan, Xianyuan
Machine Learning
Artificial Intelligence
In this study, we investigate the DIstribution Correction Estimation (DICE) methods, an important line of work in offline reinforcement learning (RL) and imitation learning (IL). DICE-based methods impose state-action-level behavior constraint, which is an ideal choice for offline learning. However, they typically perform much worse than current state-of-the-art (SOTA) methods that solely use action-level behavior constraint. After revisiting DICE-based methods, we find there exist two gradient terms when learning the value function using true-gradient update: forward gradient (taken on the current state) and backward gradient (taken on the next state). Using forward gradient bears a large similarity to many offline RL methods, and thus can be regarded as applying action-level constraint. However, directly adding the backward gradient may degenerate or cancel out its effect if these two gradients have conflicting directions. To resolve this issue, we propose a simple yet effective modification that projects the backward gradient onto the normal plane of the forward gradient, resulting in an orthogonal-gradient update, a new learning rule for DICE-based methods. We conduct thorough theoretical analyses and find that the projected backward gradient brings state-level behavior regularization, which reveals the mystery of DICE-based methods: the value learning objective does try to impose state-action-level constraint, but needs to be used in a corrected way. Through toy examples and extensive experiments on complex offline RL and IL tasks, we demonstrate that DICE-based methods using orthogonal-gradient updates (O-DICE) achieve SOTA performance and great robustness.
title ODICE: Revealing the Mystery of Distribution Correction Estimation via Orthogonal-gradient Update
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2402.00348