Informed AI Regulation: Comparing the Ethical Frameworks of Leading LLM Chatbots Using an Ethics-Based Audit to Assess Moral Reasoning and Normative Values

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Autori principali: Chun, Jon, Elkins, Katherine
Natura: Preprint
Pubblicazione: 2024
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author Chun, Jon
Elkins, Katherine
author_facet Chun, Jon
Elkins, Katherine
contents With the rise of individual and collaborative networks of autonomous agents, AI is deployed in more key reasoning and decision-making roles. For this reason, ethics-based audits play a pivotal role in the rapidly growing fields of AI safety and regulation. This paper undertakes an ethics-based audit to probe the 8 leading commercial and open-source Large Language Models including GPT-4. We assess explicability and trustworthiness by a) establishing how well different models engage in moral reasoning and b) comparing normative values underlying models as ethical frameworks. We employ an experimental, evidence-based approach that challenges the models with ethical dilemmas in order to probe human-AI alignment. The ethical scenarios are designed to require a decision in which the particulars of the situation may or may not necessitate deviating from normative ethical principles. A sophisticated ethical framework was consistently elicited in one model, GPT-4. Nonetheless, troubling findings include underlying normative frameworks with clear bias towards particular cultural norms. Many models also exhibit disturbing authoritarian tendencies. Code is available at https://github.com/jonchun/llm-sota-chatbots-ethics-based-audit.
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id arxiv_https___arxiv_org_abs_2402_01651
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publishDate 2024
record_format arxiv
spellingShingle Informed AI Regulation: Comparing the Ethical Frameworks of Leading LLM Chatbots Using an Ethics-Based Audit to Assess Moral Reasoning and Normative Values
Chun, Jon
Elkins, Katherine
Computers and Society
Artificial Intelligence
68T27, 68T30, 68T37, 91F20, 93B52
I.2.7; K.4.1; I.2.11; I.2.0; K.6.5
With the rise of individual and collaborative networks of autonomous agents, AI is deployed in more key reasoning and decision-making roles. For this reason, ethics-based audits play a pivotal role in the rapidly growing fields of AI safety and regulation. This paper undertakes an ethics-based audit to probe the 8 leading commercial and open-source Large Language Models including GPT-4. We assess explicability and trustworthiness by a) establishing how well different models engage in moral reasoning and b) comparing normative values underlying models as ethical frameworks. We employ an experimental, evidence-based approach that challenges the models with ethical dilemmas in order to probe human-AI alignment. The ethical scenarios are designed to require a decision in which the particulars of the situation may or may not necessitate deviating from normative ethical principles. A sophisticated ethical framework was consistently elicited in one model, GPT-4. Nonetheless, troubling findings include underlying normative frameworks with clear bias towards particular cultural norms. Many models also exhibit disturbing authoritarian tendencies. Code is available at https://github.com/jonchun/llm-sota-chatbots-ethics-based-audit.
title Informed AI Regulation: Comparing the Ethical Frameworks of Leading LLM Chatbots Using an Ethics-Based Audit to Assess Moral Reasoning and Normative Values
topic Computers and Society
Artificial Intelligence
68T27, 68T30, 68T37, 91F20, 93B52
I.2.7; K.4.1; I.2.11; I.2.0; K.6.5
url https://arxiv.org/abs/2402.01651