Two-Timescale Design for Active STAR-RIS Aided Massive MIMO Systems

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Main Authors: Papazafeiropoulos, Anastasios, Ge, Hanxiao, Kourtessis, Pandelis, Ratnarajah, Tharmalingam, Chatzinotas, Symeon, Papavassiliou, Symeon
Format: Preprint
Published: 2024
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author Papazafeiropoulos, Anastasios
Ge, Hanxiao
Kourtessis, Pandelis
Ratnarajah, Tharmalingam
Chatzinotas, Symeon
Papavassiliou, Symeon
author_facet Papazafeiropoulos, Anastasios
Ge, Hanxiao
Kourtessis, Pandelis
Ratnarajah, Tharmalingam
Chatzinotas, Symeon
Papavassiliou, Symeon
contents Simultaneously transmitting and reflecting \textcolor{black}{reconfigurable intelligent surface} (STAR-RIS) is a promising implementation of RIS-assisted systems that enables full-space coverage. However, STAR-RIS as well as conventional RIS suffer from the double-fading effect. Thus, in this paper, we propose the marriage of active RIS and STAR-RIS, denoted as ASTARS for massive multiple-input multiple-output (mMIMO) systems, and we focus on the energy splitting (ES) and mode switching (MS) protocols. Compared to prior literature, we consider the impact of correlated fading, and we rely our analysis on the two timescale protocol, being dependent on statistical channel state information (CSI). On this ground, we propose a channel estimation method for ASTARS with reduced overhead that accounts for its architecture. Next, we derive a \textcolor{black}{closed-form expression} for the achievable sum-rate for both types of users in the transmission and reflection regions in a unified approach with significant practical advantages such as reduced complexity and overhead, which result in a lower number of required iterations for convergence compared to an alternating optimization (AO) approach. Notably, we maximize simultaneously the amplitudes, the phase shifts, and the active amplifying coefficients of the ASTARS by applying the projected gradient ascent method (PGAM). Remarkably, the proposed optimization can be executed at every several coherence intervals that reduces the processing burden considerably. Simulations corroborate the analytical results, provide insight into the effects of fundamental variables on the sum achievable SE, and present the superiority of 16 ASTARS compared to passive STAR-RIS for a practical number of surface elements.
format Preprint
id arxiv_https___arxiv_org_abs_2402_09896
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Two-Timescale Design for Active STAR-RIS Aided Massive MIMO Systems
Papazafeiropoulos, Anastasios
Ge, Hanxiao
Kourtessis, Pandelis
Ratnarajah, Tharmalingam
Chatzinotas, Symeon
Papavassiliou, Symeon
Information Theory
Signal Processing
Simultaneously transmitting and reflecting \textcolor{black}{reconfigurable intelligent surface} (STAR-RIS) is a promising implementation of RIS-assisted systems that enables full-space coverage. However, STAR-RIS as well as conventional RIS suffer from the double-fading effect. Thus, in this paper, we propose the marriage of active RIS and STAR-RIS, denoted as ASTARS for massive multiple-input multiple-output (mMIMO) systems, and we focus on the energy splitting (ES) and mode switching (MS) protocols. Compared to prior literature, we consider the impact of correlated fading, and we rely our analysis on the two timescale protocol, being dependent on statistical channel state information (CSI). On this ground, we propose a channel estimation method for ASTARS with reduced overhead that accounts for its architecture. Next, we derive a \textcolor{black}{closed-form expression} for the achievable sum-rate for both types of users in the transmission and reflection regions in a unified approach with significant practical advantages such as reduced complexity and overhead, which result in a lower number of required iterations for convergence compared to an alternating optimization (AO) approach. Notably, we maximize simultaneously the amplitudes, the phase shifts, and the active amplifying coefficients of the ASTARS by applying the projected gradient ascent method (PGAM). Remarkably, the proposed optimization can be executed at every several coherence intervals that reduces the processing burden considerably. Simulations corroborate the analytical results, provide insight into the effects of fundamental variables on the sum achievable SE, and present the superiority of 16 ASTARS compared to passive STAR-RIS for a practical number of surface elements.
title Two-Timescale Design for Active STAR-RIS Aided Massive MIMO Systems
topic Information Theory
Signal Processing
url https://arxiv.org/abs/2402.09896