Uncertainty Quantification for In-Context Learning of Large Language Models

Fuente: arXiv
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Autores principales: Ling, Chen, Zhao, Xujiang, Zhang, Xuchao, Cheng, Wei, Liu, Yanchi, Sun, Yiyou, Oishi, Mika, Osaki, Takao, Matsuda, Katsushi, Ji, Jie, Bai, Guangji, Zhao, Liang, Chen, Haifeng
Formato: Preprint
Publicado: 2024
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author Ling, Chen
Zhao, Xujiang
Zhang, Xuchao
Cheng, Wei
Liu, Yanchi
Sun, Yiyou
Oishi, Mika
Osaki, Takao
Matsuda, Katsushi
Ji, Jie
Bai, Guangji
Zhao, Liang
Chen, Haifeng
author_facet Ling, Chen
Zhao, Xujiang
Zhang, Xuchao
Cheng, Wei
Liu, Yanchi
Sun, Yiyou
Oishi, Mika
Osaki, Takao
Matsuda, Katsushi
Ji, Jie
Bai, Guangji
Zhao, Liang
Chen, Haifeng
contents In-context learning has emerged as a groundbreaking ability of Large Language Models (LLMs) and revolutionized various fields by providing a few task-relevant demonstrations in the prompt. However, trustworthy issues with LLM's response, such as hallucination, have also been actively discussed. Existing works have been devoted to quantifying the uncertainty in LLM's response, but they often overlook the complex nature of LLMs and the uniqueness of in-context learning. In this work, we delve into the predictive uncertainty of LLMs associated with in-context learning, highlighting that such uncertainties may stem from both the provided demonstrations (aleatoric uncertainty) and ambiguities tied to the model's configurations (epistemic uncertainty). We propose a novel formulation and corresponding estimation method to quantify both types of uncertainties. The proposed method offers an unsupervised way to understand the prediction of in-context learning in a plug-and-play fashion. Extensive experiments are conducted to demonstrate the effectiveness of the decomposition. The code and data are available at: https://github.com/lingchen0331/UQ_ICL.
format Preprint
id arxiv_https___arxiv_org_abs_2402_10189
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Uncertainty Quantification for In-Context Learning of Large Language Models
Ling, Chen
Zhao, Xujiang
Zhang, Xuchao
Cheng, Wei
Liu, Yanchi
Sun, Yiyou
Oishi, Mika
Osaki, Takao
Matsuda, Katsushi
Ji, Jie
Bai, Guangji
Zhao, Liang
Chen, Haifeng
Computation and Language
Machine Learning
In-context learning has emerged as a groundbreaking ability of Large Language Models (LLMs) and revolutionized various fields by providing a few task-relevant demonstrations in the prompt. However, trustworthy issues with LLM's response, such as hallucination, have also been actively discussed. Existing works have been devoted to quantifying the uncertainty in LLM's response, but they often overlook the complex nature of LLMs and the uniqueness of in-context learning. In this work, we delve into the predictive uncertainty of LLMs associated with in-context learning, highlighting that such uncertainties may stem from both the provided demonstrations (aleatoric uncertainty) and ambiguities tied to the model's configurations (epistemic uncertainty). We propose a novel formulation and corresponding estimation method to quantify both types of uncertainties. The proposed method offers an unsupervised way to understand the prediction of in-context learning in a plug-and-play fashion. Extensive experiments are conducted to demonstrate the effectiveness of the decomposition. The code and data are available at: https://github.com/lingchen0331/UQ_ICL.
title Uncertainty Quantification for In-Context Learning of Large Language Models
topic Computation and Language
Machine Learning
url https://arxiv.org/abs/2402.10189