A Causal Framework to Evaluate Racial Bias in Law Enforcement Systems

Fuente: arXiv
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Autores principales: Han, Jessy Xinyi, Miller, Andrew, Watkins, S. Craig, Winship, Christopher, Christia, Fotini, Shah, Devavrat
Formato: Preprint
Publicado: 2024
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author Han, Jessy Xinyi
Miller, Andrew
Watkins, S. Craig
Winship, Christopher
Christia, Fotini
Shah, Devavrat
author_facet Han, Jessy Xinyi
Miller, Andrew
Watkins, S. Craig
Winship, Christopher
Christia, Fotini
Shah, Devavrat
contents We are interested in developing a data-driven method to evaluate race-induced biases in law enforcement systems. While the recent works have addressed this question in the context of police-civilian interactions using police stop data, they have two key limitations. First, bias can only be properly quantified if true criminality is accounted for in addition to race, but it is absent in prior works. Second, law enforcement systems are multi-stage and hence it is important to isolate the true source of bias within the "causal chain of interactions" rather than simply focusing on the end outcome; this can help guide reforms. In this work, we address these challenges by presenting a multi-stage causal framework incorporating criminality. We provide a theoretical characterization and an associated data-driven method to evaluate (a) the presence of any form of racial bias, and (b) if so, the primary source of such a bias in terms of race and criminality. Our framework identifies three canonical scenarios with distinct characteristics: in settings like (1) airport security, the primary source of observed bias against a race is likely to be bias in law enforcement against innocents of that race; (2) AI-empowered policing, the primary source of observed bias against a race is likely to be bias in law enforcement against criminals of that race; and (3) police-civilian interaction, the primary source of observed bias against a race could be bias in law enforcement against that race or bias from the general public in reporting against the other race. Through an extensive empirical study using police-civilian interaction data and 911 call data, we find an instance of such a counter-intuitive phenomenon: in New Orleans, the observed bias is against the majority race and the likely reason for it is the over-reporting (via 911 calls) of incidents involving the minority race by the general public.
format Preprint
id arxiv_https___arxiv_org_abs_2402_14959
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle A Causal Framework to Evaluate Racial Bias in Law Enforcement Systems
Han, Jessy Xinyi
Miller, Andrew
Watkins, S. Craig
Winship, Christopher
Christia, Fotini
Shah, Devavrat
Applications
Computers and Society
Machine Learning
We are interested in developing a data-driven method to evaluate race-induced biases in law enforcement systems. While the recent works have addressed this question in the context of police-civilian interactions using police stop data, they have two key limitations. First, bias can only be properly quantified if true criminality is accounted for in addition to race, but it is absent in prior works. Second, law enforcement systems are multi-stage and hence it is important to isolate the true source of bias within the "causal chain of interactions" rather than simply focusing on the end outcome; this can help guide reforms. In this work, we address these challenges by presenting a multi-stage causal framework incorporating criminality. We provide a theoretical characterization and an associated data-driven method to evaluate (a) the presence of any form of racial bias, and (b) if so, the primary source of such a bias in terms of race and criminality. Our framework identifies three canonical scenarios with distinct characteristics: in settings like (1) airport security, the primary source of observed bias against a race is likely to be bias in law enforcement against innocents of that race; (2) AI-empowered policing, the primary source of observed bias against a race is likely to be bias in law enforcement against criminals of that race; and (3) police-civilian interaction, the primary source of observed bias against a race could be bias in law enforcement against that race or bias from the general public in reporting against the other race. Through an extensive empirical study using police-civilian interaction data and 911 call data, we find an instance of such a counter-intuitive phenomenon: in New Orleans, the observed bias is against the majority race and the likely reason for it is the over-reporting (via 911 calls) of incidents involving the minority race by the general public.
title A Causal Framework to Evaluate Racial Bias in Law Enforcement Systems
topic Applications
Computers and Society
Machine Learning
url https://arxiv.org/abs/2402.14959