Mitigating Fine-tuning based Jailbreak Attack with Backdoor Enhanced Safety Alignment

Fuente: arXiv
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Autori principali: Wang, Jiongxiao, Li, Jiazhao, Li, Yiquan, Qi, Xiangyu, Hu, Junjie, Li, Yixuan, McDaniel, Patrick, Chen, Muhao, Li, Bo, Xiao, Chaowei
Natura: Preprint
Pubblicazione: 2024
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author Wang, Jiongxiao
Li, Jiazhao
Li, Yiquan
Qi, Xiangyu
Hu, Junjie
Li, Yixuan
McDaniel, Patrick
Chen, Muhao
Li, Bo
Xiao, Chaowei
author_facet Wang, Jiongxiao
Li, Jiazhao
Li, Yiquan
Qi, Xiangyu
Hu, Junjie
Li, Yixuan
McDaniel, Patrick
Chen, Muhao
Li, Bo
Xiao, Chaowei
contents Despite the general capabilities of Large Language Models (LLM), these models still request fine-tuning or adaptation with customized data when meeting specific business demands. However, this process inevitably introduces new threats, particularly against the Fine-tuning based Jailbreak Attack (FJAttack) under the setting of Language-Model-as-a-Service (LMaaS), where the model's safety has been significantly compromised by fine-tuning users' uploaded examples contain just a few harmful examples. Though potential defenses have been proposed that the service providers can integrate safety examples into the fine-tuning dataset to reduce safety issues, such approaches require incorporating a substantial amount of data, making it inefficient. To effectively defend against the FJAttack with limited safety examples under LMaaS, we propose the Backdoor Enhanced Safety Alignment method inspired by an analogy with the concept of backdoor attacks. In particular, service providers will construct prefixed safety examples with a secret prompt, acting as a "backdoor trigger". By integrating prefixed safety examples into the fine-tuning dataset, the subsequent fine-tuning process effectively acts as the "backdoor attack", establishing a strong correlation between the secret prompt and safety generations. Consequently, safe responses are ensured once service providers prepend this secret prompt ahead of any user input during inference. Our comprehensive experiments demonstrate that through the Backdoor Enhanced Safety Alignment with adding as few as 11 prefixed safety examples, the maliciously fine-tuned LLMs will achieve similar safety performance as the original aligned models without harming the benign performance. Furthermore, we also present the effectiveness of our method in a more practical setting where the fine-tuning data consists of both FJAttack examples and the fine-tuning task data.
format Preprint
id arxiv_https___arxiv_org_abs_2402_14968
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Mitigating Fine-tuning based Jailbreak Attack with Backdoor Enhanced Safety Alignment
Wang, Jiongxiao
Li, Jiazhao
Li, Yiquan
Qi, Xiangyu
Hu, Junjie
Li, Yixuan
McDaniel, Patrick
Chen, Muhao
Li, Bo
Xiao, Chaowei
Cryptography and Security
Computation and Language
Despite the general capabilities of Large Language Models (LLM), these models still request fine-tuning or adaptation with customized data when meeting specific business demands. However, this process inevitably introduces new threats, particularly against the Fine-tuning based Jailbreak Attack (FJAttack) under the setting of Language-Model-as-a-Service (LMaaS), where the model's safety has been significantly compromised by fine-tuning users' uploaded examples contain just a few harmful examples. Though potential defenses have been proposed that the service providers can integrate safety examples into the fine-tuning dataset to reduce safety issues, such approaches require incorporating a substantial amount of data, making it inefficient. To effectively defend against the FJAttack with limited safety examples under LMaaS, we propose the Backdoor Enhanced Safety Alignment method inspired by an analogy with the concept of backdoor attacks. In particular, service providers will construct prefixed safety examples with a secret prompt, acting as a "backdoor trigger". By integrating prefixed safety examples into the fine-tuning dataset, the subsequent fine-tuning process effectively acts as the "backdoor attack", establishing a strong correlation between the secret prompt and safety generations. Consequently, safe responses are ensured once service providers prepend this secret prompt ahead of any user input during inference. Our comprehensive experiments demonstrate that through the Backdoor Enhanced Safety Alignment with adding as few as 11 prefixed safety examples, the maliciously fine-tuned LLMs will achieve similar safety performance as the original aligned models without harming the benign performance. Furthermore, we also present the effectiveness of our method in a more practical setting where the fine-tuning data consists of both FJAttack examples and the fine-tuning task data.
title Mitigating Fine-tuning based Jailbreak Attack with Backdoor Enhanced Safety Alignment
topic Cryptography and Security
Computation and Language
url https://arxiv.org/abs/2402.14968