The role of the likelihood for elastic scattering uncertainty quantification

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Main Authors: Pruitt, C. D., Lovell, A. E., Hebborn, C., Nunes, F. M.
Format: Preprint
Published: 2024
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author Pruitt, C. D.
Lovell, A. E.
Hebborn, C.
Nunes, F. M.
author_facet Pruitt, C. D.
Lovell, A. E.
Hebborn, C.
Nunes, F. M.
contents Background: Analyses of elastic scattering with the optical model (OMP) are widely used in nuclear reactions. Purpose: Previous work compared a traditional frequentist approach and a Bayesian approach to quantify uncertainties in the OMP. In this study, we revisit this comparison and consider the role of the likelihood used in the analysis. Method: We compare the Levenberg-Marquardt algorithm for $χ^{2}$ minimization with Markov Chain Monte Carlo sampling to obtain parameter posteriors. Following previous work, we consider how results are affected when $χ^{2}$/N is used for the likelihood function, N being the number of data points, to account for possible correlations in the model and underestimation of the error in the data. Results: We analyze a simple linear model and then move to OMP analysis of elastic angular distributions using a) a 5-parameter model and b) a 6-parameter model. In the linear model, the frequentist and Bayesian approaches yield consistent optima and uncertainty estimates. The same is qualitatively true for the 5-parameter OMP analysis. For the 6-parameter OMP analysis, the parameter posterior is no longer well-approximated by a Gaussian and a covariance-based frequentist prediction becomes unreliable. In all cases, when the Bayesian approach uses $χ^{2}$/N in the likelihood, uncertainties increase by $\sqrt{N}$. Conclusions: When the parameter posterior is near-Gaussian and the same likelihood is used, the frequentist and Bayesian approaches recover consistent parameter uncertainty estimates. If the parameter posterior has significant higher moments, the covariance-only frequentist approach becomes unreliable and the Bayesian approach should be used. Empirical coverage can serve as an important internal check for uncertainty estimation, providing red flags for uncertainty analyses.
format Preprint
id arxiv_https___arxiv_org_abs_2403_00753
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle The role of the likelihood for elastic scattering uncertainty quantification
Pruitt, C. D.
Lovell, A. E.
Hebborn, C.
Nunes, F. M.
Nuclear Theory
Background: Analyses of elastic scattering with the optical model (OMP) are widely used in nuclear reactions. Purpose: Previous work compared a traditional frequentist approach and a Bayesian approach to quantify uncertainties in the OMP. In this study, we revisit this comparison and consider the role of the likelihood used in the analysis. Method: We compare the Levenberg-Marquardt algorithm for $χ^{2}$ minimization with Markov Chain Monte Carlo sampling to obtain parameter posteriors. Following previous work, we consider how results are affected when $χ^{2}$/N is used for the likelihood function, N being the number of data points, to account for possible correlations in the model and underestimation of the error in the data. Results: We analyze a simple linear model and then move to OMP analysis of elastic angular distributions using a) a 5-parameter model and b) a 6-parameter model. In the linear model, the frequentist and Bayesian approaches yield consistent optima and uncertainty estimates. The same is qualitatively true for the 5-parameter OMP analysis. For the 6-parameter OMP analysis, the parameter posterior is no longer well-approximated by a Gaussian and a covariance-based frequentist prediction becomes unreliable. In all cases, when the Bayesian approach uses $χ^{2}$/N in the likelihood, uncertainties increase by $\sqrt{N}$. Conclusions: When the parameter posterior is near-Gaussian and the same likelihood is used, the frequentist and Bayesian approaches recover consistent parameter uncertainty estimates. If the parameter posterior has significant higher moments, the covariance-only frequentist approach becomes unreliable and the Bayesian approach should be used. Empirical coverage can serve as an important internal check for uncertainty estimation, providing red flags for uncertainty analyses.
title The role of the likelihood for elastic scattering uncertainty quantification
topic Nuclear Theory
url https://arxiv.org/abs/2403.00753