Logic Rules as Explanations for Legal Case Retrieval

Fuente: arXiv
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Autores principales: Sun, Zhongxiang, Zhang, Kepu, Yu, Weijie, Wang, Haoyu, Xu, Jun
Formato: Preprint
Publicado: 2024
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author Sun, Zhongxiang
Zhang, Kepu
Yu, Weijie
Wang, Haoyu
Xu, Jun
author_facet Sun, Zhongxiang
Zhang, Kepu
Yu, Weijie
Wang, Haoyu
Xu, Jun
contents In this paper, we address the issue of using logic rules to explain the results from legal case retrieval. The task is critical to legal case retrieval because the users (e.g., lawyers or judges) are highly specialized and require the system to provide logical, faithful, and interpretable explanations before making legal decisions. Recently, research efforts have been made to learn explainable legal case retrieval models. However, these methods usually select rationales (key sentences) from the legal cases as explanations, failing to provide faithful and logically correct explanations. In this paper, we propose Neural-Symbolic enhanced Legal Case Retrieval (NS-LCR), a framework that explicitly conducts reasoning on the matching of legal cases through learning case-level and law-level logic rules. The learned rules are then integrated into the retrieval process in a neuro-symbolic manner. Benefiting from the logic and interpretable nature of the logic rules, NS-LCR is equipped with built-in faithful explainability. We also show that NS-LCR is a model-agnostic framework that can be plugged in for multiple legal retrieval models. To showcase NS-LCR's superiority, we enhance existing benchmarks by adding manually annotated logic rules and introducing a novel explainability metric using Large Language Models (LLMs). Our comprehensive experiments reveal NS-LCR's effectiveness for ranking, alongside its proficiency in delivering reliable explanations for legal case retrieval.
format Preprint
id arxiv_https___arxiv_org_abs_2403_01457
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Logic Rules as Explanations for Legal Case Retrieval
Sun, Zhongxiang
Zhang, Kepu
Yu, Weijie
Wang, Haoyu
Xu, Jun
Information Retrieval
Computation and Language
In this paper, we address the issue of using logic rules to explain the results from legal case retrieval. The task is critical to legal case retrieval because the users (e.g., lawyers or judges) are highly specialized and require the system to provide logical, faithful, and interpretable explanations before making legal decisions. Recently, research efforts have been made to learn explainable legal case retrieval models. However, these methods usually select rationales (key sentences) from the legal cases as explanations, failing to provide faithful and logically correct explanations. In this paper, we propose Neural-Symbolic enhanced Legal Case Retrieval (NS-LCR), a framework that explicitly conducts reasoning on the matching of legal cases through learning case-level and law-level logic rules. The learned rules are then integrated into the retrieval process in a neuro-symbolic manner. Benefiting from the logic and interpretable nature of the logic rules, NS-LCR is equipped with built-in faithful explainability. We also show that NS-LCR is a model-agnostic framework that can be plugged in for multiple legal retrieval models. To showcase NS-LCR's superiority, we enhance existing benchmarks by adding manually annotated logic rules and introducing a novel explainability metric using Large Language Models (LLMs). Our comprehensive experiments reveal NS-LCR's effectiveness for ranking, alongside its proficiency in delivering reliable explanations for legal case retrieval.
title Logic Rules as Explanations for Legal Case Retrieval
topic Information Retrieval
Computation and Language
url https://arxiv.org/abs/2403.01457