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Main Authors: Choi, Sung Hoon, Kim, Donggyu
Format: Preprint
Published: 2024
Subjects:
Online Access:https://arxiv.org/abs/2403.02591
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author Choi, Sung Hoon
Kim, Donggyu
author_facet Choi, Sung Hoon
Kim, Donggyu
contents In this paper, we introduce a novel method for predicting intraday instantaneous volatility based on Ito semimartingale models using high-frequency financial data. Several studies have highlighted stylized volatility time series features, such as interday auto-regressive dynamics and the intraday U-shaped pattern. To accommodate these volatility features, we propose an interday-by-intraday instantaneous volatility matrix process that can be decomposed into low-rank conditional expected instantaneous volatility and noise matrices. To predict the low-rank conditional expected instantaneous volatility matrix, we propose the Two-sIde Projected-PCA (TIP-PCA) procedure. We establish asymptotic properties of the proposed estimators and conduct a simulation study to assess the finite sample performance of the proposed prediction method. Finally, we apply the TIP-PCA method to an out-of-sample instantaneous volatility vector prediction study using high-frequency data from the S&P 500 index and 11 sector index funds.
format Preprint
id arxiv_https___arxiv_org_abs_2403_02591
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Matrix-based Prediction Approach for Intraday Instantaneous Volatility Vector
Choi, Sung Hoon
Kim, Donggyu
Econometrics
In this paper, we introduce a novel method for predicting intraday instantaneous volatility based on Ito semimartingale models using high-frequency financial data. Several studies have highlighted stylized volatility time series features, such as interday auto-regressive dynamics and the intraday U-shaped pattern. To accommodate these volatility features, we propose an interday-by-intraday instantaneous volatility matrix process that can be decomposed into low-rank conditional expected instantaneous volatility and noise matrices. To predict the low-rank conditional expected instantaneous volatility matrix, we propose the Two-sIde Projected-PCA (TIP-PCA) procedure. We establish asymptotic properties of the proposed estimators and conduct a simulation study to assess the finite sample performance of the proposed prediction method. Finally, we apply the TIP-PCA method to an out-of-sample instantaneous volatility vector prediction study using high-frequency data from the S&P 500 index and 11 sector index funds.
title Matrix-based Prediction Approach for Intraday Instantaneous Volatility Vector
topic Econometrics
url https://arxiv.org/abs/2403.02591