Foundation for the ΔSCF Approach in Density Functional Theory
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arXiv
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| Format: | Preprint |
| Publié: |
2024
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| _version_ | 1866929267754926080 |
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| author | Yang, Weitao Ayers, Paul W. |
| author_facet | Yang, Weitao Ayers, Paul W. |
| contents | We extend ground-state density-functional theory to excited states and provide the theoretical formulation for the widely used $ΔSCF$ method for calculating excited-state energies and densities. As the electron density alone is insufficient to characterize excited states, we formulate excited-state theory using the defining variables of a noninteracting reference system, namely (1) the excitation quantum number $n_{s}$ and the potential $w_{s}(\mathbf{r})$ (excited-state potential-functional theory, $n$PFT), (2) the noninteracting wavefunction $Φ$ ($Φ$-functional theory, $Φ$FT), or (3) the noninteracting one-electron reduced density matrix $γ_{s}(\mathbf{r},\mathbf{r}')$ (density-matrix-functional theory, $γ_{s}$FT). We show the equivalence of these three sets of variables and their corresponding energy functionals. Importantly, the ground and excited-state exchange-correlation energy use the \textit{same} universal functional, regardless of whether $\left(n_{s},w_{s}(\boldsymbol{r})\right)$, $Φ$, or $γ_{s}(\mathbf{r},\mathbf{r}')$ is selected as the fundamental descriptor of the system. We derive the excited-state (generalized) Kohn-Sham equations. The minimum of all three functionals is the ground-state energy and, for ground states, they are all equivalent to the Hohenberg-Kohn-Sham method. The other stationary points of the functionals provide the excited-state energies and electron densities, establishing the foundation for the $ΔSCF$ method. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2403_04604 |
| institution | arXiv |
| publishDate | 2024 |
| record_format | arxiv |
| spellingShingle | Foundation for the ΔSCF Approach in Density Functional Theory Yang, Weitao Ayers, Paul W. Chemical Physics Other Condensed Matter We extend ground-state density-functional theory to excited states and provide the theoretical formulation for the widely used $ΔSCF$ method for calculating excited-state energies and densities. As the electron density alone is insufficient to characterize excited states, we formulate excited-state theory using the defining variables of a noninteracting reference system, namely (1) the excitation quantum number $n_{s}$ and the potential $w_{s}(\mathbf{r})$ (excited-state potential-functional theory, $n$PFT), (2) the noninteracting wavefunction $Φ$ ($Φ$-functional theory, $Φ$FT), or (3) the noninteracting one-electron reduced density matrix $γ_{s}(\mathbf{r},\mathbf{r}')$ (density-matrix-functional theory, $γ_{s}$FT). We show the equivalence of these three sets of variables and their corresponding energy functionals. Importantly, the ground and excited-state exchange-correlation energy use the \textit{same} universal functional, regardless of whether $\left(n_{s},w_{s}(\boldsymbol{r})\right)$, $Φ$, or $γ_{s}(\mathbf{r},\mathbf{r}')$ is selected as the fundamental descriptor of the system. We derive the excited-state (generalized) Kohn-Sham equations. The minimum of all three functionals is the ground-state energy and, for ground states, they are all equivalent to the Hohenberg-Kohn-Sham method. The other stationary points of the functionals provide the excited-state energies and electron densities, establishing the foundation for the $ΔSCF$ method. |
| title | Foundation for the ΔSCF Approach in Density Functional Theory |
| topic | Chemical Physics Other Condensed Matter |
| url | https://arxiv.org/abs/2403.04604 |