Saved in:
Bibliographic Details
Main Authors: Akin, Ethan, Davis, Morton
Format: Preprint
Published: 2024
Subjects:
Online Access:https://arxiv.org/abs/2403.13531
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866913274687127552
author Akin, Ethan
Davis, Morton
author_facet Akin, Ethan
Davis, Morton
contents With $P_t$ the price in current dollars of a dollar delivered $t$ time units from now, we assume that $P$ is a decreasing function defined for $t \in \mathbb{R}_+$ with $P_0 = 1$. The negative logarithmic derivative, $- \stackrel{\bullet}{P}_t/P_t$ defines the yield curve function $Y_t$. An $n$ parameter linear yield curve model selects as allowable yield curves $Y_t(r) = \sum_{i=1}^n r_i Y^i_t$ with the functions $Y^i$ fixed and with $r$ varying over an open subset of $\mathbb{R}^n$ on which $Y_t(r) \ge 0$ for all $t \in \mathbb{R}_+$. For example, the flat yield curve model with $P_t(r) = e^{-rt}$ is a one parameter linear model with $Y^1_t(r) = r > 0$. We impose two natural economic requirements on the model: (SPA) static prices allowed, i.e. it is always possible that as time moves forward, relative prices do not change, and (NLA) no local arbitrage, i.e. there does not exist a self-financing bundle of futures such that the zero present value is a local minimum with respect to small changes in the space of admissible yield curves. In that case the model always contains one of four simple models. If we impose the additional requirement (LRE) long rates exist, i.e. for every $r$ $Lim_{t \to \infty} Y_t(r)$ exists as a finite limit, then the number of simple models is reduced to two.
format Preprint
id arxiv_https___arxiv_org_abs_2403_13531
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle The Simple Yield Curve Models
Akin, Ethan
Davis, Morton
Dynamical Systems
91B02, 91G10, 91G30, 97M30
With $P_t$ the price in current dollars of a dollar delivered $t$ time units from now, we assume that $P$ is a decreasing function defined for $t \in \mathbb{R}_+$ with $P_0 = 1$. The negative logarithmic derivative, $- \stackrel{\bullet}{P}_t/P_t$ defines the yield curve function $Y_t$. An $n$ parameter linear yield curve model selects as allowable yield curves $Y_t(r) = \sum_{i=1}^n r_i Y^i_t$ with the functions $Y^i$ fixed and with $r$ varying over an open subset of $\mathbb{R}^n$ on which $Y_t(r) \ge 0$ for all $t \in \mathbb{R}_+$. For example, the flat yield curve model with $P_t(r) = e^{-rt}$ is a one parameter linear model with $Y^1_t(r) = r > 0$. We impose two natural economic requirements on the model: (SPA) static prices allowed, i.e. it is always possible that as time moves forward, relative prices do not change, and (NLA) no local arbitrage, i.e. there does not exist a self-financing bundle of futures such that the zero present value is a local minimum with respect to small changes in the space of admissible yield curves. In that case the model always contains one of four simple models. If we impose the additional requirement (LRE) long rates exist, i.e. for every $r$ $Lim_{t \to \infty} Y_t(r)$ exists as a finite limit, then the number of simple models is reduced to two.
title The Simple Yield Curve Models
topic Dynamical Systems
91B02, 91G10, 91G30, 97M30
url https://arxiv.org/abs/2403.13531