RankingSHAP -- Listwise Feature Attribution Explanations for Ranking Models

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Main Authors: Heuss, Maria, de Rijke, Maarten, Anand, Avishek
Format: Preprint
Published: 2024
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author Heuss, Maria
de Rijke, Maarten
Anand, Avishek
author_facet Heuss, Maria
de Rijke, Maarten
Anand, Avishek
contents While SHAP (SHapley Additive exPlanations) and other feature attribution methods are commonly employed to explain model predictions, their application within information retrieval (IR), particularly for complex outputs such as ranked lists, remains limited. Existing attribution methods typically provide pointwise explanations, focusing on why a single document received a high-ranking score, rather than considering the relationships between documents in a ranked list. We present three key contributions to address this gap. First, we rigorously define listwise feature attribution for ranking models. Secondly, we introduce RankingSHAP, extending the popular SHAP framework to accommodate listwise ranking attribution, addressing a significant methodological gap in the field. Third, we propose two novel evaluation paradigms for assessing the faithfulness of attributions in learning-to-rank models, measuring the correctness and completeness of the explanation with respect to different aspects. Through experiments on standard learning-to-rank datasets, we demonstrate RankingSHAP's practical application while identifying the constraints of selection-based explanations. We further employ a simulated study with an interpretable model to showcase how listwise ranking attributions can be used to examine model decisions and conduct a qualitative evaluation of explanations. Due to the contrastive nature of the ranking task, our understanding of ranking model decisions can substantially benefit from feature attribution explanations like RankingSHAP.
format Preprint
id arxiv_https___arxiv_org_abs_2403_16085
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle RankingSHAP -- Listwise Feature Attribution Explanations for Ranking Models
Heuss, Maria
de Rijke, Maarten
Anand, Avishek
Information Retrieval
While SHAP (SHapley Additive exPlanations) and other feature attribution methods are commonly employed to explain model predictions, their application within information retrieval (IR), particularly for complex outputs such as ranked lists, remains limited. Existing attribution methods typically provide pointwise explanations, focusing on why a single document received a high-ranking score, rather than considering the relationships between documents in a ranked list. We present three key contributions to address this gap. First, we rigorously define listwise feature attribution for ranking models. Secondly, we introduce RankingSHAP, extending the popular SHAP framework to accommodate listwise ranking attribution, addressing a significant methodological gap in the field. Third, we propose two novel evaluation paradigms for assessing the faithfulness of attributions in learning-to-rank models, measuring the correctness and completeness of the explanation with respect to different aspects. Through experiments on standard learning-to-rank datasets, we demonstrate RankingSHAP's practical application while identifying the constraints of selection-based explanations. We further employ a simulated study with an interpretable model to showcase how listwise ranking attributions can be used to examine model decisions and conduct a qualitative evaluation of explanations. Due to the contrastive nature of the ranking task, our understanding of ranking model decisions can substantially benefit from feature attribution explanations like RankingSHAP.
title RankingSHAP -- Listwise Feature Attribution Explanations for Ranking Models
topic Information Retrieval
url https://arxiv.org/abs/2403.16085