Balancing Efficiency and Equity in Classroom Assignment under Endogenous Peer Effects

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Hauptverfasser: Wang, Lei Bill, Jiao, Zhenbang, Bedant, Om Prakash, Wang, Haoran
Format: Preprint
Veröffentlicht: 2024
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author Wang, Lei Bill
Jiao, Zhenbang
Bedant, Om Prakash
Wang, Haoran
author_facet Wang, Lei Bill
Jiao, Zhenbang
Bedant, Om Prakash
Wang, Haoran
contents This paper presents a three-step empirical framework for optimizing classroom assignments under endogenous peer effects, using data from the China Education Panel Survey (CEPS). We design \textit{PeerNN}, a neural network that mimics endogenous network formation as a discrete choice model, generating a friendship-intensity matrix ($Ω$) that captures student popularity. \textbf{Step 2: Estimating Peer Effects.} We measure the peer effect friends' average 6th-grade class rank weighted by $Ω$ on 8th-grade cognitive test score. Incorporating $Ω$ into the linear-in-means model induces endogeneity. Using quasi-random classroom assignments, we instrument friends' average 6th-grade class rank with the average classmates' 6th-grade class rank (unweighted by $Ω$). Our main regression result shows that a 10\% improvement in friends' 6th-grade class rank raises 8th-grade cognitive test scores by 0.13 SD. Positive $β$ implies maximizing (minimizing) the popularity of high (low) achievers optimizes outcomes. \textbf{Step 3: Simulating Policy Trade-offs.} We use estimates from Step 1 and Step 2 to simulate optimal classroom assignments. We first implement a genetic algorithm (GA) to maximize average peer effect and observe a 1.9\% improvement. However, serious inequity issues arise: low-achieving students are hurt the most in the pursuit of the higher average peer effect. We propose an \textit{Algorithmically Fair GA} (AFGA), achieving a 1.2\% gain while ensuring more equitable educational outcomes. These results underscore that efficiency-focused classroom assignment policies can exacerbate inequality. We recommend incorporating fairness considerations when designing classroom assignment policies that account for endogenous spillovers.
format Preprint
id arxiv_https___arxiv_org_abs_2404_02497
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Balancing Efficiency and Equity in Classroom Assignment under Endogenous Peer Effects
Wang, Lei Bill
Jiao, Zhenbang
Bedant, Om Prakash
Wang, Haoran
General Economics
Economics
This paper presents a three-step empirical framework for optimizing classroom assignments under endogenous peer effects, using data from the China Education Panel Survey (CEPS). We design \textit{PeerNN}, a neural network that mimics endogenous network formation as a discrete choice model, generating a friendship-intensity matrix ($Ω$) that captures student popularity. \textbf{Step 2: Estimating Peer Effects.} We measure the peer effect friends' average 6th-grade class rank weighted by $Ω$ on 8th-grade cognitive test score. Incorporating $Ω$ into the linear-in-means model induces endogeneity. Using quasi-random classroom assignments, we instrument friends' average 6th-grade class rank with the average classmates' 6th-grade class rank (unweighted by $Ω$). Our main regression result shows that a 10\% improvement in friends' 6th-grade class rank raises 8th-grade cognitive test scores by 0.13 SD. Positive $β$ implies maximizing (minimizing) the popularity of high (low) achievers optimizes outcomes. \textbf{Step 3: Simulating Policy Trade-offs.} We use estimates from Step 1 and Step 2 to simulate optimal classroom assignments. We first implement a genetic algorithm (GA) to maximize average peer effect and observe a 1.9\% improvement. However, serious inequity issues arise: low-achieving students are hurt the most in the pursuit of the higher average peer effect. We propose an \textit{Algorithmically Fair GA} (AFGA), achieving a 1.2\% gain while ensuring more equitable educational outcomes. These results underscore that efficiency-focused classroom assignment policies can exacerbate inequality. We recommend incorporating fairness considerations when designing classroom assignment policies that account for endogenous spillovers.
title Balancing Efficiency and Equity in Classroom Assignment under Endogenous Peer Effects
topic General Economics
Economics
url https://arxiv.org/abs/2404.02497