Towards Analyzing and Understanding the Limitations of DPO: A Theoretical Perspective

Fuente: arXiv
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Auteurs principaux: Feng, Duanyu, Qin, Bowen, Huang, Chen, Zhang, Zheng, Lei, Wenqiang
Format: Preprint
Publié: 2024
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author Feng, Duanyu
Qin, Bowen
Huang, Chen
Zhang, Zheng
Lei, Wenqiang
author_facet Feng, Duanyu
Qin, Bowen
Huang, Chen
Zhang, Zheng
Lei, Wenqiang
contents Direct Preference Optimization (DPO), which derives reward signals directly from pairwise preference data, has shown its effectiveness on aligning Large Language Models (LLMs) with human preferences. Despite its widespread use across various tasks, DPO has been criticized for its sensitivity to the SFT's effectiveness and its hindrance to the learning capacity towards human-preferred responses, leading to less satisfactory performance. To overcome those limitations, the theoretical understanding of DPO are indispensable but still lacking. To this end, we take a step towards theoretically analyzing and understanding the limitations of DPO. Specifically, we provide an analytical framework using the field theory to analyze the optimization process of DPO. By analyzing the gradient vector field of the DPO loss function, we find that the DPO loss function decreases the probability of producing human dispreferred data at a faster rate than it increases the probability of producing preferred data. This provides theoretical insights for understanding the limitations of DPO discovered in the related research experiments, thereby setting the foundation for its improvement.
format Preprint
id arxiv_https___arxiv_org_abs_2404_04626
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Towards Analyzing and Understanding the Limitations of DPO: A Theoretical Perspective
Feng, Duanyu
Qin, Bowen
Huang, Chen
Zhang, Zheng
Lei, Wenqiang
Computation and Language
Artificial Intelligence
Direct Preference Optimization (DPO), which derives reward signals directly from pairwise preference data, has shown its effectiveness on aligning Large Language Models (LLMs) with human preferences. Despite its widespread use across various tasks, DPO has been criticized for its sensitivity to the SFT's effectiveness and its hindrance to the learning capacity towards human-preferred responses, leading to less satisfactory performance. To overcome those limitations, the theoretical understanding of DPO are indispensable but still lacking. To this end, we take a step towards theoretically analyzing and understanding the limitations of DPO. Specifically, we provide an analytical framework using the field theory to analyze the optimization process of DPO. By analyzing the gradient vector field of the DPO loss function, we find that the DPO loss function decreases the probability of producing human dispreferred data at a faster rate than it increases the probability of producing preferred data. This provides theoretical insights for understanding the limitations of DPO discovered in the related research experiments, thereby setting the foundation for its improvement.
title Towards Analyzing and Understanding the Limitations of DPO: A Theoretical Perspective
topic Computation and Language
Artificial Intelligence
url https://arxiv.org/abs/2404.04626