RLHF Deciphered: A Critical Analysis of Reinforcement Learning from Human Feedback for LLMs

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Hauptverfasser: Chaudhari, Shreyas, Aggarwal, Pranjal, Murahari, Vishvak, Rajpurohit, Tanmay, Kalyan, Ashwin, Narasimhan, Karthik, Deshpande, Ameet, da Silva, Bruno Castro
Format: Preprint
Veröffentlicht: 2024
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author Chaudhari, Shreyas
Aggarwal, Pranjal
Murahari, Vishvak
Rajpurohit, Tanmay
Kalyan, Ashwin
Narasimhan, Karthik
Deshpande, Ameet
da Silva, Bruno Castro
author_facet Chaudhari, Shreyas
Aggarwal, Pranjal
Murahari, Vishvak
Rajpurohit, Tanmay
Kalyan, Ashwin
Narasimhan, Karthik
Deshpande, Ameet
da Silva, Bruno Castro
contents State-of-the-art large language models (LLMs) have become indispensable tools for various tasks. However, training LLMs to serve as effective assistants for humans requires careful consideration. A promising approach is reinforcement learning from human feedback (RLHF), which leverages human feedback to update the model in accordance with human preferences and mitigate issues like toxicity and hallucinations. Yet, an understanding of RLHF for LLMs is largely entangled with initial design choices that popularized the method and current research focuses on augmenting those choices rather than fundamentally improving the framework. In this paper, we analyze RLHF through the lens of reinforcement learning principles to develop an understanding of its fundamentals, dedicating substantial focus to the core component of RLHF -- the reward model. Our study investigates modeling choices, caveats of function approximation, and their implications on RLHF training algorithms, highlighting the underlying assumptions made about the expressivity of reward. Our analysis improves the understanding of the role of reward models and methods for their training, concurrently revealing limitations of the current methodology. We characterize these limitations, including incorrect generalization, model misspecification, and the sparsity of feedback, along with their impact on the performance of a language model. The discussion and analysis are substantiated by a categorical review of current literature, serving as a reference for researchers and practitioners to understand the challenges of RLHF and build upon existing efforts.
format Preprint
id arxiv_https___arxiv_org_abs_2404_08555
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle RLHF Deciphered: A Critical Analysis of Reinforcement Learning from Human Feedback for LLMs
Chaudhari, Shreyas
Aggarwal, Pranjal
Murahari, Vishvak
Rajpurohit, Tanmay
Kalyan, Ashwin
Narasimhan, Karthik
Deshpande, Ameet
da Silva, Bruno Castro
Machine Learning
Artificial Intelligence
Computation and Language
State-of-the-art large language models (LLMs) have become indispensable tools for various tasks. However, training LLMs to serve as effective assistants for humans requires careful consideration. A promising approach is reinforcement learning from human feedback (RLHF), which leverages human feedback to update the model in accordance with human preferences and mitigate issues like toxicity and hallucinations. Yet, an understanding of RLHF for LLMs is largely entangled with initial design choices that popularized the method and current research focuses on augmenting those choices rather than fundamentally improving the framework. In this paper, we analyze RLHF through the lens of reinforcement learning principles to develop an understanding of its fundamentals, dedicating substantial focus to the core component of RLHF -- the reward model. Our study investigates modeling choices, caveats of function approximation, and their implications on RLHF training algorithms, highlighting the underlying assumptions made about the expressivity of reward. Our analysis improves the understanding of the role of reward models and methods for their training, concurrently revealing limitations of the current methodology. We characterize these limitations, including incorrect generalization, model misspecification, and the sparsity of feedback, along with their impact on the performance of a language model. The discussion and analysis are substantiated by a categorical review of current literature, serving as a reference for researchers and practitioners to understand the challenges of RLHF and build upon existing efforts.
title RLHF Deciphered: A Critical Analysis of Reinforcement Learning from Human Feedback for LLMs
topic Machine Learning
Artificial Intelligence
Computation and Language
url https://arxiv.org/abs/2404.08555