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Main Authors: Mechergui, Malek, Sreedharan, Sarath
Format: Preprint
Published: 2024
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Online Access:https://arxiv.org/abs/2404.08791
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author Mechergui, Malek
Sreedharan, Sarath
author_facet Mechergui, Malek
Sreedharan, Sarath
contents Detecting and handling misspecified objectives, such as reward functions, has been widely recognized as one of the central challenges within the domain of Artificial Intelligence (AI) safety research. However, even with the recognition of the importance of this problem, we are unaware of any works that attempt to provide a clear definition for what constitutes (a) misspecified objectives and (b) successfully resolving such misspecifications. In this work, we use the theory of mind, i.e., the human user's beliefs about the AI agent, as a basis to develop a formal explanatory framework called Expectation Alignment (EAL) to understand the objective misspecification and its causes. Our EAL framework not only acts as an explanatory framework for existing works but also provides us with concrete insights into the limitations of existing methods to handle reward misspecification and novel solution strategies. We use these insights to propose a new interactive algorithm that uses the specified reward to infer potential user expectations about the system behavior. We show how one can efficiently implement this algorithm by mapping the inference problem into linear programs. We evaluate our method on a set of standard Markov Decision Process (MDP) benchmarks.
format Preprint
id arxiv_https___arxiv_org_abs_2404_08791
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Expectation Alignment: Handling Reward Misspecification in the Presence of Expectation Mismatch
Mechergui, Malek
Sreedharan, Sarath
Artificial Intelligence
Machine Learning
Detecting and handling misspecified objectives, such as reward functions, has been widely recognized as one of the central challenges within the domain of Artificial Intelligence (AI) safety research. However, even with the recognition of the importance of this problem, we are unaware of any works that attempt to provide a clear definition for what constitutes (a) misspecified objectives and (b) successfully resolving such misspecifications. In this work, we use the theory of mind, i.e., the human user's beliefs about the AI agent, as a basis to develop a formal explanatory framework called Expectation Alignment (EAL) to understand the objective misspecification and its causes. Our EAL framework not only acts as an explanatory framework for existing works but also provides us with concrete insights into the limitations of existing methods to handle reward misspecification and novel solution strategies. We use these insights to propose a new interactive algorithm that uses the specified reward to infer potential user expectations about the system behavior. We show how one can efficiently implement this algorithm by mapping the inference problem into linear programs. We evaluate our method on a set of standard Markov Decision Process (MDP) benchmarks.
title Expectation Alignment: Handling Reward Misspecification in the Presence of Expectation Mismatch
topic Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2404.08791