Generalizing Instant Runoff Voting to Allow Indifferences

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Auteurs principaux: Delemazure, Théo, Peters, Dominik
Format: Preprint
Publié: 2024
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author Delemazure, Théo
Peters, Dominik
author_facet Delemazure, Théo
Peters, Dominik
contents Instant Runoff Voting (IRV) is used in elections for many political offices around the world. It allows voters to specify their preferences among candidates as a ranking. We identify a generalization of the rule, called Approval-IRV, that allows voters more freedom by allowing them to give equal preference to several candidates. Such weak orders are a more expressive input format than linear orders, and they help reduce the cognitive effort of voting. Just like standard IRV, Approval-IRV proceeds in rounds by successively eliminating candidates. It interprets each vote as an approval vote for its most-preferred candidates among those that have not been eliminated. At each step, it eliminates the candidate who is approved by the fewest voters. Among the large class of scoring elimination rules, we prove that Approval-IRV is the unique way of extending IRV to weak orders that preserves its characteristic axiomatic properties, in particular independence of clones and respecting a majority's top choices. We also show that Approval-IRV is the unique extension of IRV among rules in this class that satisfies a natural monotonicity property defined for weak orders. Prior work has proposed a different generalization of IRV, which we call Split-IRV, where instead of approving, each vote is interpreted as splitting 1 point equally among its top choices (for example, 0.25 points each if a vote has 4 top choices), and then eliminating the candidate with the lowest score. Split-IRV fails independence of clones, may not respect majority wishes, and fails our monotonicity condition. The multi-winner version of IRV is known as Single Transferable Vote (STV). We prove that Approval-STV continues to satisfy the strong proportional representation properties of STV, underlining that the approval way is the right way of extending the IRV/STV idea to weak orders.
format Preprint
id arxiv_https___arxiv_org_abs_2404_11407
institution arXiv
publishDate 2024
record_format arxiv
spellingShingle Generalizing Instant Runoff Voting to Allow Indifferences
Delemazure, Théo
Peters, Dominik
Computer Science and Game Theory
Theoretical Economics
Instant Runoff Voting (IRV) is used in elections for many political offices around the world. It allows voters to specify their preferences among candidates as a ranking. We identify a generalization of the rule, called Approval-IRV, that allows voters more freedom by allowing them to give equal preference to several candidates. Such weak orders are a more expressive input format than linear orders, and they help reduce the cognitive effort of voting. Just like standard IRV, Approval-IRV proceeds in rounds by successively eliminating candidates. It interprets each vote as an approval vote for its most-preferred candidates among those that have not been eliminated. At each step, it eliminates the candidate who is approved by the fewest voters. Among the large class of scoring elimination rules, we prove that Approval-IRV is the unique way of extending IRV to weak orders that preserves its characteristic axiomatic properties, in particular independence of clones and respecting a majority's top choices. We also show that Approval-IRV is the unique extension of IRV among rules in this class that satisfies a natural monotonicity property defined for weak orders. Prior work has proposed a different generalization of IRV, which we call Split-IRV, where instead of approving, each vote is interpreted as splitting 1 point equally among its top choices (for example, 0.25 points each if a vote has 4 top choices), and then eliminating the candidate with the lowest score. Split-IRV fails independence of clones, may not respect majority wishes, and fails our monotonicity condition. The multi-winner version of IRV is known as Single Transferable Vote (STV). We prove that Approval-STV continues to satisfy the strong proportional representation properties of STV, underlining that the approval way is the right way of extending the IRV/STV idea to weak orders.
title Generalizing Instant Runoff Voting to Allow Indifferences
topic Computer Science and Game Theory
Theoretical Economics
url https://arxiv.org/abs/2404.11407